Regulatory Reporting - Regulatory Operations - Team Lead
Regulatory Reporting - Regulatory Operations - Team Lead
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Job Description
Regulatory Operations CoE caters to private clients globally with offices in the US Europe and Asia. The team is part of the Asset & Wealth Management LoB and works closely with clients and our onshore partners on clients and regulators various reporting needs across various frequencies (daily / weekly / monthly / quarterly / annual) delivers automation using various Intelligent Automation (IA) tools and provides adhoc support to various data requirements from the business.
As the Team Lead in the Regulatory Operations CoE you will execute both Run the Bank (RTB) and Change the Bank (CTB) functions. You will have the opportunity to work closely with clients and onshore partners addressing various reporting needs and delivering automation using Intelligent Automation tools. This role offers extensive cross-functional and cross-business exposure allowing you to creatively problem-solve on a broad scale. You will partner with Lines of Business Legal Compliance Audit and Technology groups to ensure accurate and timely resolutions of all queries and maintain high accuracy in meeting SLAs.
Job Responsibilities:
- Experience in Regulatory Reporting (MiFID II CFTC EMIR HKMA MAS & SEC)
- Provide adhoc data support upon request by business
- Performing exception management
- Drive change management projects and new reporting requirements independently
- Ensure all process & other supporting documents SOPs FSLAs Service Requests (IAS charters) are maintained up-to-date and all escalations are done on a timely basis.
- Maintain a high rate of accuracy and ensure SLAs are met
- Ensure accurate and timely resolutions of all queries
- Experience in Regulatory/ Management Information Reporting
- Quickly analyze information to develop insights and conclusion
- Solid analytical ability to research and analyze data
- Prepare various management reports on daily/weekly/Monthly basis
Required qualifications capabilities and skills:
- Minimum 4 years financial services experience with exposure / involvement in one or more of the following areas: Private Banking reporting intelligent automation process improvement
- Strong Access / Excel skills
- Working knowledge of various IA tools such as Alteryx Python UIPath Tableau etc.
- Strong Data Analytical skills
- Demonstrated track record of achieving challenging goals
- Bachelors degree from an accredited high quality institution
Preferred qualifications capabilities and skills:
- Financial services / Business consultancy background preferred
Employment Type
Full-Time
