FSO - Risk Consulting - FSRM (Financial Crime Compliance) - Staff to Senior - HK
FSO - Risk Consulting - FSRM (Financial Crime Compliance) - Staff to Senior - HK
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Job Description
Job Description
We are seeking highly skilled technical compliance specialists with expertise in financial crime. The ideal candidate will possess strong data analytical skills or practical experience in customer due diligence (CDD) transaction monitoring system reviews and sanctions-related engagements. Experience with Big 4 consulting firms or in-house roles within the financial services industry is welcome.
EYs wide breadth of services of FSRM including but not limited to:
- Undertaking risk management advice remediation and transformation
- Conducting risk management framework design and operationaleffectiveness
- Regulatory and compliance consulting
- Enterprise risk and controls consulting
- Professional risk support for consulting internal and external audit services
- Future operating models
- Responding to regulatory criticism and regulatory preparedness
- Providing guidance on current and emerging control practices
- Advising clients on risk culture conduct and accountability regimes andpractices
- Conducting important proactive assessments and assurance around theeffectiveness of controls and company processes while also providingobjective consulting support
Your key responsibilities
Lead EY projects with respect to:
- The use of technology and data including fintech and reg-tech innovationswithrespect to financial services sector
- Advices and guidance on structuring approaches to emerging regulatorycompliance or regulatory exam findings
- Regulatory issue remediation
- Regulatory change management where support the revision or formulation of new policies and controls alignedwith regulatory and compliance guidelines and requirements
- Compliance framework understanding of core compliance functions: riskassessment policy management testing monitoring and surveillance andreporting etc.
To qualify for the role you must have:
- A university degree majoring in accounting information systems business orlegal related subjects
- Solid work experience in Big4 banks regulators or reputableinternational consulting firms with in-depth knowledge of regulatorycompliance and risk management
- Strong data analytics skills and hands-on practical experience in customer due diligence (CDD) transaction monitoring system review and sanctions-related engagements/projects
- The ability to utilise data analytical tools and techniques to analyse transaction data identify patterns while provide insights on potential compliance issues
- Good knowledge of banking and securities regulations and business operationsas well as different banking products and services
- Ability to interact with executive levels of clients regulators and EYmanagement
- Strong report-writing skills with ability to create and organize varying forms ofbusiness information while developing it into clear meaningful professional reportsand presentations
- Decent command of both written and spoken English and Chinese
If you can confidently demonstrate that you meet the criteria above please contact EY professionals as soon as possible.
Join EY in building a better working world.
Apply now.
Required Experience:
Staff IC
Employment Type
Full-Time
