Internal Auditor
Internal Auditor
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1 Vacancy
Job Description
Join the Future of Fintech as a Internal Auditor at Etrading Software!
At Etrading Software were not just another companywere a vibrant forward-thinking community where diversity collaboration and innovation thrive. Step into a workplace that values your unique perspective and rewards your hard work. We foster a high-trust environment where integrity autonomy and work-life balance are paramount. Get ready to revolutionize the financial industry with cutting-edge trading projects that will shape the future.
Why Choose Us
Happiness & Well-Being Say goodbye to Sunday dread! We prioritize work-life balance ensuring a workplace where trust and respect thrive. With a hybrid setup (only 2x onsite per month) you have the flexibility to do your best work from where you thrive.
Transparency & Trust Open communication is at the heart of what we do. We foster a culture of clarity accountability and integrity ensuring you always have a voice.
Excellence & Growth We are committed to continuous learning and innovation. With training certifications and career development opportunities we support your professional growth every step of the way.
Diversity & Inclusion We embrace diverse perspectives creating an empowering and inclusive workplace where everyone can contribute meaningfully.
Collaboration & Impact Work alongside industry leaders developing high-frequency low-latency trading applications that drive fairness and transparency in financial markets worldwide.
Job Summary:
We are seeking a skilled and detail-oriented Internal Audit Analyst to lead the internal assurance and control validation program in support of our regulatory operations particularly those underpinning Consolidated Tape Provider (CTP) submissions in the EU and UK bond markets.
This mid-level role is central to ensuring the integrity and auditability of internal processes aligned with the ISAE 3402 assurance framework. The successful candidate will be responsible for planning and conducting Type I and Type II audits performing independent verification of operational controls and ensuring evidence submitted by Governance Risk and Compliance (GRC) and related teams meets the standards required for external assurance and internal governance reporting.
Key Responsibilities:
- ISAE 3402 Type I & Type II Audit Execution
- Year 1 (Type I): Document and assess the design and implementation of key internal controls across regulatory operations data governance outsourcing oversight and compliance monitoring.
- Subsequent Years (Type II): Test and validate the operational effectiveness of these controls over a defined period in preparation for external auditor reliance.
- Prepare control descriptions risk-control matrices (RCMs) and walkthrough documentation as part of the ISAE 3402 audit process.
- Internal Review & Checker Responsibilities
- Act as the checker in the maker-checker process verifying evidence and documentation submitted by Governance Risk and Compliance (GRC) for accuracy completeness and alignment with control objectives.
- Identify control deficiencies documentation gaps or audit risks and work with relevant teams to implement timely remediation.
- Audit Trail Management & Reporting
- Maintain comprehensive audit trails and testing workpapers in accordance with audit standards.
- Develop assurance reports and present findings to senior management and internal governance committees.
- Coordinate with external auditors and support their reliance on internal audit work for third-party assurance purposes.
- Control Framework & Policy Oversight
- Support the development and enhancement of the internal control framework over operations and compliance processes related to CTP.
- Ensure adherence to internal policies Master Services Agreements (MSAs) Service Level Agreements (SLAs) outsourcing guidelines and applicable regulatory requirements.
- Contribute to policy and control documentation updates in line with findings from audit or assurance testing.
- Risk & Governance Coordination
- Collaborate closely with the GRC team to maintain a risk-based approach to audit and control assurance.
- Provide audit input to support governance functions and readiness for external assurance engagements.
Requirements:
- Any of the following certifications:
- Certified Internal Auditor (CIA)
- Certified Public Accountant (CPA) or Chartered Accountant (CA)
- Certification in Risk Management Assurance (CRMA)
- Certified Information Systems Auditor (CISA)
- Bachelors degree in Accounting Finance Business Administration or related field.
- Minimum of 35 years of experience in internal audit controls assurance or risk and compliance within financial services or a regulated entity.
- Solid knowledge of ISAE 3402 (Type I and Type II) audit standards with hands-on experience in control design and effectiveness testing.
- Experience in control documentation (e.g. control narratives RCMs) audit walkthroughs and evidence validation.
- Strong understanding of risk-based auditing techniques.
- Ability to manage cross-functional audits and coordinate with multiple stakeholders.
Preferred Skills:
- Professional certifications such as CIA CISA CPA or equivalent (or in progress).
- Experience auditing or supporting regulatory operations third-party oversight or data governance frameworks.
- Knowledge of capital markets especially fixed income markets and trade/transaction reporting obligations (e.g. under MiFID II FCA ESMA).
- Knowledge of other relevant UK and/or EU-specific regulations and compliance practices.
Ready to join the ranks of industry leaders Apply now and seize the opportunity to work in one of the most progressive and rewarding environments in the field. Discover why Etrading Software is the best place to shape your future in Fintech!
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Required Experience:
Manager
Employment Type
Full-Time
