Group Compliance Monitoring Manager
Group Compliance Monitoring Manager
Posted on :
15-06-2025
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1 Vacancy
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Job Description
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best so we are always in search of the best people to join our ever-growing talented team.
Responsibilities
- Design implement and oversee the firms globalcompliance monitoring and assurance programmeto ensure adherence to regulatory obligations.
- Conduct risk-basedcompliance monitoring reviews identifying areas of non-compliance and recommending remedial actions.
- Develop and maintain acompliance monitoring planand risk assessmentthat aligns with regulatory expectations and the firms risk appetite.
- Prepare and present detailedcompliance reportsto senior management identifying key findings and trends.
- Manage mentor and develop a team of five compliance monitoring professionals providing guidance and support.
- Monitor regulatory developments and assess their impact on the firms compliance framework.
- Collaborate with key stakeholders including Local Compliance Marketing Risk and Internal Audit to enhance the firms compliance culture.
- Ensure effectiverecord-keeping and documentationof monitoring activities findings and remedial actions.
- Work closely with regulators and auditors during audits inspections and regulatory inquiries.
Requirements
- Experience:Minimum of5 years in compliance monitoring assurance or auditwithin a regulated financial services firm (CFD/spread betting experience preferred).
- Communication:Excellent written and verbal communication skills with experience presenting findings to senior management and relevant stakeholders.
- Leadership:Proven experience managing and developing a team.
- Regulatory Knowledge:Strong understanding of global regulatory frameworks.
- Analytical Skills:Ability to identify compliance risks and propose effective solutions.
- Attention to Detail:Strong analytical mindset with the ability to interpret regulations and policies.
- Stakeholder Management:Ability to work collaboratively across multiple departments and jurisdictions.
What you will get in return:
- Competitive Salary:We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
- Work-Life Harmony:Join a company that genuinely cares aboutyoubecause your life outside of work matters just as much as your time on the clock.
- Annual Performance Bonus:Your hard work doesnt go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
- Generous Time Off:Need a breather Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
- Employee Referral Program:Love working here Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
- Comprehensive Health & Pension Benefits:From medical insurance to pension plans weve got your back. Plus location-specific benefits andperks!
- Workation Wonderland:Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
- Volunteer Days:Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement propelling your career to new heights!Join a dynamic and rapidly expanding company that values and rewards talent initiative and alongside one of the most brilliant teams in the industry.
Required Experience:
Manager
Employment Type
Full Time
Key Skills
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