Senior Recovery and Resolution Planning Manager

Work Location:

Hours:

Pay Details:

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Job Description:

Department Overview:

This role will be a part of TDs U.S. Recovery and Resolution Planning team specifically supporting rule federation and industry engagement. Recovery and Resolution Planning (RRP) is an enterprise-wide function that ensures TD is prepared to address severe financial stress conditions and implements our practices and oversight of financial crisis management. The RRP function is closely integrated with multiple lines of business key control functions and Risk Management to maintain strategies and capabilities that support recovery and resolution preparedness. The RRP team is responsible for coordinating developing and maintaining TDs U.S. Recovery and Resolution Plans and other regulatory submissions as required under the Dodd-Frank Act and other applicable regulations. This role will act as a industry liaison for regulatory policy including engagement with trade associations; will be responsible for monitoring regulatory changes leading impact assessment of new regulations and maintaining US RRP rule federation.

The Senior Recovery and Resolution Planning Manager manages complex Recovery and Resolution Planning strategies and assessments for multiple work streams within the Recovery and Resolution planning function.

Depth & Scope:

• Recognized as top level expert within the company and requires significant in-depth and/or breadth of expertise in their in a complex field and knowledge of broader related areas
• Provides technical expertise general direction quality control and subject matter expertise to the team
• Senior Manager providing advisory services to executives business segment leaders and governs the requirements for own work
• Maintains RRP policies and procedures and oversee timely updates
• Oversees capabilities and controls testing for multiple work streams within the Recovery and Resolution Planning function
• Leads development of whole testing streams to support crisis capabilities and/or resolvability of the Bank
• Manages content development for RRP documentation
• Leads and manages internal and external relationships and collaborates with SMEs across the organization
• Represents the function on cross-industry working groups and forums as well as participate in meetings with regulators
• Implements RRP capabilities within the function as well as other impacted areas
• Leads meetings
• Integrates knowledge of the enterprise functions or business segments overarching strategy in leading program design policy formulation or operating standards within one or more areas of expertise
• Anticipates emerging business trends and regulatory/risk issues as a basis for recommending large-scale product technical functional or operations improvements
• Serves as a source of expert advice to senior management in field of specialty; lead team(s) of related specialists/experts
• Advises on strategy execution strategy and leads the development and deployment of functional programs or initiatives within their own field or across multiple specialties
• Solves unique and ambiguous problems with broad impact; typically oversees standards controls and operating methods that have significant regulatory financial and operational impact within the context of their own field
• Requires innovative thinking to develop new solutions
• Impacts the technical or functional direction and resource allocation of part of an enterprise function or business segment
• Works within general policies and industry guidelines
• Engages stakeholders to take action; serves as a source of expert advice influences change; frames information in a broader organizational context
• Provides leadership guidance makes recommendations and collaborates with business to ensure solutions meets the business needs on a complex project or program
• Identifies and leads problem resolution for project/program complex requirements related issues at all levels

Education & Experience:

• Undergraduate degree required
• 10 years of experience

Department Overview:

This role will be a part of TDs U.S. Recovery and Resolution Planning team specifically supporting rule federation and industry engagement. Recovery and Resolution Planning (RRP) is an enterprise-wide function that ensures TD is prepared to address severe financial stress conditions and implements our practices and oversight of financial crisis management. The RRP function is closely integrated with multiple lines of business key control functions and Risk Management to maintain strategies and capabilities that support recovery and resolution preparedness. The RRP team is responsible for coordinating developing and maintaining TDs U.S. Recovery and Resolution Plans and other regulatory submissions as required under the Dodd-Frank Act and other applicable regulations. This role will act as a industry liaison for regulatory policy including engagement with trade associations; will be responsible for monitoring regulatory changes leading impact assessment of new regulations and maintaining US RRP rule federation.

Depth & Scope:

• Gathers and reports on financial results vs. plans on an ongoing basis providing evaluation and interpretation through an in-depth understanding of the business
• Leads development and supports the achievement of financial objectives for assigned business line(s)
• Develops and maintains strong business relationships with business line management
• Provides leadership coaching counseling and guidance to staff
• Develops assigns and monitors plans to ensure completion of goals and objectives
• Resolves escalated issues and problems by conferring with staff other internal departments outside contractors and others as necessary

Education & Experience:

• Bachelors degree in Business Finance or Economics or Masters degree in Finance
• 7 years experience required

Preferred Qualifications:

• 7 years of experience in financial contingency planning liquidity/capital management regulatory risk legal or compliance organizations in a financial institution.
• 5 years of experience in regulatory compliance conducting regulatory change impact assessments and participating in industry calls and round-tables
• Experience reporting on financial results as well as providing forecasts and financial plans
• Knowledge and understanding of regulatory requirements issued by the Federal Reserve FDIC and OCC
• Experience implementing programs to satisfy regulatory requirements
• Experience with the WDesk/Workiva platform.
• Experience working across a matrixed organization with multiple stakeholders to achieve a common result.
• Excellent analytical risk assessment and investigative skills.
• Must work independently and demonstrate an ability to take initiative and identify more efficient ways to execute.
• Demonstrated ability to see the big picture make connections and anticipate consequences and outcomes of actions and decisions; must be forward looking.
• Must be comfortable working in a fast-paced evolving and dynamic environment with changing and competing priorities.
• Ability to deal with conflicting points of view and to suggest creative and responsive solutions.

Customer Accountabilities:

• Designs implements and enhances the strategies and processes for recovery and resolution planning
• Leads the interpretation of new regulatory guidance operationalize it for responsible areas within the Bank and ensures that the Bank meets regulatory expectations within work streams owned Manage risk associated with sharing CSI
• Maintains RRP policies and procedures and oversee timely updates
• Oversees capabilities and controls testing for multiple work streams within the Recovery and Resolution Planning function
• Leads development of whole testing streams to support crisis capabilities and/or resolvability of the Bank
• Manages content development for RRP documentation
• Leads and manages internal and external relationships and collaborate with SMEs across the organization
• Represents the function on cross-industry working groups and forums as well as participate in meetings with regulators
• Implements RRP capabilities within the function as well as other impacted areas
• Leads meetings

Shareholder Accountabilities:

• Adheres to enterprise frameworks or methodologies that relate to activities for the business area
• Consistently exercises discretion in managing correspondence information and all matters of confidentiality; escalates issues where appropriate
• Ensures respective programs/policies/practices are well managed meet business needs complies with internal and external requirements and aligns with business priorities
• Protects the interests of the organization identifies and manages risks and escalates non-standard high risk activities as necessary
• Ensures business operations are in compliance with applicable internal and external requirements (e.g. financial controls segregation of duties transaction approvals and physical control of assets)
• Provides organizational support and governance oversight for test delivery as well as complete regulatory write-ups on performed tests as required
• Participates in cross-functional/enterprise/initiatives as a subject matter expert helping to identify risk/provide guidance for complex situations
• Conducts internal and external research projects; support the development/delivery of presentations/communications to management or broader audience
• Monitors service productivity and assess efficiency levels within own function and it contribute to the continuous improvement of all frameworks processes and procedures across Recovery & Resolution Planning Actively manages relationships within and across various business lines corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements
• Keeps abreast of emerging issues trends and evolving regulatory requirements and assess potential impacts
• Maintains a culture of risk management and control supported by effective processes in alignment with risk appetite

Employee/Team Accountabilities:

• Participates fully as a member of the team supports a positive work environment that promotes service to the business quality innovation and teamwork and ensure timely communication of issues/points of interest
• Provides thought leadership and/or industry knowledge for own area of expertise in own area and participates in knowledge transfer within the team and business unit
• Keeps current on emerging trends/developments and grows knowledge of the business related tools and techniques
• Participates in personal performance management and development activities including cross training within own team
• Keeps others informed and up-to-date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities
• Contributes to team development of skills and capabilities through mentorship of others by sharing knowledge and experiences and leveraging best practices
• Leads motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships
• Contributes to a fair positive and equitable environment that supports a diverse workforce
• Acts as a brand ambassador for your business area/function and the bank both internally and/or externally

Physical Requirements:

Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%

• Domestic Travel Occasional
• International Travel Never
• Performing sedentary work Continuous
• Performing multiple tasks Continuous
• Operating standard office equipment - Continuous
• Responding quickly to sounds Occasional
• Sitting Continuous
• Standing Occasional
• Walking Occasional
• Moving safely in confined spaces Occasional
• Lifting/Carrying (under 25 lbs.) Occasional
• Lifting/Carrying (over 25 lbs.) Never
• Squatting Occasional
• Bending Occasional
• Kneeling Never
• Crawling Never
• Climbing Never
• Reaching overhead Never
• Reaching forward Occasional
• Pushing Never
• Pulling Never
• Twisting Never
• Concentrating for long periods of time Continuous
• Applying common sense to deal with problems involving standardized situations Continuous
• Reading writing and comprehending instructions Continuous
• Adding subtracting multiplying and dividing Continuous

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

Who We Are:
TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g. eligibility for cash and/or equity incentive awards generally through participation in an incentive plan) and several other key plans such as health and well-being benefits savings and retirement programs paid time off (including Vacation PTO Flex PTO and Holiday PTO) banking benefits and discounts career development and reward and recognition. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin age disability status as a protected veteran or any other characteristic protected under applicable federal state or local law.

If you are an applicant with a disability and need accommodations to complete the application process please email TD Bank US Workplace Accommodations Program at . Include your full name best way to reach you and the accommodation needed to assist you with the applicant process.