Compliance Specialist - Corporate Trust

Risk Servicespartners with UMB management and its obligation to effectively manage compliance and related risks within the UMB family of corporations.

This teamprovides timely accurate and seasoned judgment related to regulatory compliance risk suggests strategies for mitigating risk promotes a strong culture of compliance and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.

As a Compliance Specialist you will assist with the ongoing administration and execution of the Fiduciary Compliance Management Programs.

How youll spend your time:

• You will provide leadership and oversight of compliance and risk management requirements for applicable business lines.

• You will maintain listing of relevant rules and regulations for all areas and understand new and proposed laws and regulations in a timely manner. Assist with the evaluation of each applicable regulatory change for the proper level of attention and communicate under the direction of the Corporate Compliance Manager the requirements to business partners and support the implementation of regulatory changes.
• You will be a supportive resource for questions regarding compliance matters and provide analysis.
• You will assist in the product/service development with business partners to ensure consideration and accurate implementation of regulatory compliance requirements.
• You will review business partners third-party risk assessments for regulatory compliance requirements.

Were excited to talk with you if:

• You possess a Bachelors degree or equivalent work experience in Accounting Finance or Business Administration
• You have at least five (5) years experience working in a compliance internal control consulting risk management or audit-related capacity with specific experience in trust or fiduciary risk and compliance

Bonus Points if you:

• You have examination experience focused on fiduciary or investment advisory examinations
• You have a Juris Doctor graduate degree in law
• You possess any industry certifications in Trust and Fiduciary Compliance

Compensation Range:

The posted compensation range on this listing represents UMBs standard for this role but the actual compensation may vary by geographic location experience level and other job-related addition this range does not encompass the full earning potential for this role. Please see the description of benefits included with this job posting for additional information.

UMB offers competitive and varied benefits to eligible associates such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical dental vision and other insurance coverage; health savings flexible spending and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more

Youre more than a means to an enda way to help us meet the bottom line. UMB isnt comprised of workers but of people who care about their work one another and their community. Expect more than the status quo. At UMB you can expect more heart. Youll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing no matter what. And expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

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