Compliance Officer / MLRO
Compliance Officer / MLRO
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Raison is an international investment platform for HNWI clients focused on public and alternative markets. We are building a premium product that combines investment expertise cutting-edge technology and a personalized approach.
Tasks
- Ensure compliance with legislative and regulatory requirements of AFSA/AIFC and AIFC regulations.
- Lead the development and implementation of AML/CTF and sanctions compliance frameworks including risk management functional model structuring and accountability control.
- Implement a risk-based approach: KYC CDD EDD transaction monitoring sanctions screening and insider list control.
- Prepare and submit SARs (Suspicious Activity Reports) and TTRs (Threshold Transaction Reports); verify accuracy of submitted information.
- Liaise with regulators and auditors; prepare quarterly and annual analytical reports for the Board of Directors and senior management.
- Conduct internal audits and compliance inspections support remediation efforts and implementation of recommendations.
- Organize and deliver training programs for staff on compliance risks and AML/CTF regulations.
- Analyze new products and services for potential compliance risks and ensure Compliance Departments involvement in all new initiatives.
Requirements
- Higher education in Finance Law Economics or International Law.
- Minimum 5 years of experience in AML/CTF compliance or financial control preferably within VASP investment or brokerage firms.
- Strong knowledge of AFSA/AIFC AML Rules international standards (FATF 5AMLD/6AMLD) sanctions regimes and SEC regulations (in case of U.S. exposure).
- Professional certifications such as CAMS CCEP CFE or ICA are a plus.
- Proven experience in KYC/CDD/EDD transaction monitoring sanctions screening and compliance reporting.
- Experience in liaising with AFSA AIFC and other regulatory bodies.
- Fluent in English (Upper-Intermediate level or higher).
Benefits
- Competitive salary;
- Opportunities for career advancement in a rapidly growing international company;
- A supportive and dynamic team of professionals;
- Ongoing training and development attendance at industry conferences and corporate events;
- Corporate mobile service and professional development sponsorship.
Employment Type
Full Time
