Cash Equities Business Control Manager - Senior Associate
Cash Equities Business Control Manager - Senior Associate
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Job Description
Are you ready to take your career to the next level in the dynamic world of investment banking Join us as a Cash Equities Business Control Manager - Senior Associate and be at the forefront of building innovative control frameworks. This role offers a unique opportunity to collaborate with top professionals across various functions ensuring robust risk management and compliance. If you are passionate about making a significant impact and thrive in a fast-paced environment this is the perfect opportunity for you. Embrace the challenge and become a key player in our team!
As a Cash Equities Business Control Manager - Senior Associate in our team you will lead the development of an enhanced control framework that supports continuous risk assessment. You will work closely with Desk Heads and Supervisors across Europe the Middle East and Africa representing the business in various control and regulatory initiatives. This role provides an exciting opportunity to engage with multiple functions including Technology Compliance Conduct and Operational Risk Market Risk Operational Risk Credit Risk Operations Audit and Legal. You will play a crucial role in ensuring effective risk management and compliance within our organization.
Job Responsibilities:
- Serve as a trusted control advisor to the Cash Equities Business.
- Organize materials and documentation for examinations and audits.
- Liaise with other functions representing the Front Offices interests in control and regulatory initiatives.
- Review incidents with key stakeholders to determine root causes and deliver appropriate control deep dives and remedial actions.
- Review action plans from the Control and Operational Risk Evaluation ensuring material risks are properly mitigated and validate execution and closure.
- Facilitate the execution of various supervisory controls and exception management.
- Review develop and implement policies supervisory and regulatory attestations.
- Critically assess complex information and develop strategic policies that align with organizational goals and regulatory requirements.
- Manage multiple tasks efficiently while adapting to dynamic environments.
- Identify gaps in current policies and implement enhancements with meticulous attention to detail ensuring both accuracy and compliance.
Required Qualifications Capabilities and Skills:
- Experience in a trading middle office audit technology business management operations risk or compliance role.
- Understanding of the end-to-end product life cycle for equity products.
- Investigative mindset able to see issues at both a high level and in detail and understand applicability across the business.
- Strong analytical problem-solving and process re-engineering skills.
- Proficiency in Microsoft Excel Word and PowerPoint.
- Strong organizational skills managing and prioritizing multiple tasks across different time horizons within deadlines.
Preferred Qualifications Capabilities and Skills:
- Experience in controls business management middle office risk audit or a compliance function.
- Technical acumen.
- Ability to collaborate effectively with various functions across the organization.
- Strong communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Attention to detail and commitment to accuracy.
- Ability to adapt to changing environments and priorities.
Required Experience:
Manager
Employment Type
Full-Time
