drjobs Analyst - -Investment Performance & Portfolio Oversight (TDAM)

Analyst - -Investment Performance & Portfolio Oversight (TDAM)

Employer Active

1 Vacancy
drjobs

Job Alert

You will be updated with latest job alerts via email
Valid email field required
Send jobs
Send me jobs like this
drjobs

Job Alert

You will be updated with latest job alerts via email

Valid email field required
Send jobs
Job Location drjobs

Toronto - Canada

Monthly Salary drjobs

$ 65600 - 98400

Vacancy

1 Vacancy

Job Description

Work Location:

Toronto Ontario Canada

Hours:

37.5

Line of Business:

TD General

Pay Details:

$65600 - $98400 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

TD Asset Management Inc. is one of Canadas largest investment management firms offering an ever-expanding suite of investment management solutions.

TDAMs flexible suite of investment management solutions has been specially designed to meet the needs of institutional investors including pension funds corporations endowments foundations as well as accounts for high net worth and retail investors.

In addition to domestic and global equity fixed income and alternative products we also offer cash management transition management portable alpha strategies asset mix rebalancing services and passive currency overlay strategies.

Overview of Responsibilities

TDAM has general fiduciary obligations as an asset manager of client money. These obligations requireTDAM to have policies and procedures in the areas of portfolio investment guideline monitoring and trading monitoring and oversight.

The Investment Performance & Portfolio Oversight Group of TDAM is responsible for ensuring that all portfolios managed by TDAM are following all applicable regulatory and client investment rules and restrictions. TDAM currently uses the Bloomberg compliance monitoring system to monitor the investment rules and restrictions.

TDAM manages portfolios for Canadian and U.S. clients. As such the Group requires its employees to have a solid knowledge base in both Canadian and U.S. investment management regulations.

This knowledge base must also cover the regulatory regimes for all types of investment products managed by TDAM including mutual funds sold to retail investors as well as segregated accounts and mutual funds sold to institutional investors including pension plans and endowments.

Overview of Responsibilities


TDAM has general fiduciary obligations as an asset manager of client money. These obligations requireTDAM to have policies and procedures in the areas of portfolio investment guideline monitoring and trading monitoring and oversight.

The Investment Performance & Portfolio Oversight Group of TDAM is responsible for ensuring that all portfolios managed by TDAM are following all applicable regulatory and client investment rules and restrictions. TDAM currently uses the Bloomberg compliance monitoring system to monitor the investment rules and restrictions.

TDAM manages portfolios for Canadian and U.S. clients. As such the Group requires its employees to have a solid knowledge base in both Canadian and U.S. investment management regulations.

This knowledge base must also cover the regulatory regimes for all types of investment products managed by TDAM including mutual funds sold to retail investors as well as segregated accounts and mutual funds sold to institutional investors including pension plans and endowments.

Specific Accountabilities as it related to Portfolio Oversight

  • Maintain an effective operation of the compliance monitoring systems by developing a solid understanding of the workings of the various internal tools and systems including Bloomberg AIM
  • Utilize Bloomberg AIM to monitor compliance rules test for violations and analyze results.
  • Oversee the implementation and maintenance of compliance rules
  • Gain deep understanding of all regulatory rules and all client specific rules that are applicable for each account/mandate. Ensure all applicable investment restrictions are coded on the relevant compliance monitoring system in an accurate and timely basis (for new mandates) and amended when required (for existing mandates).
  • Review all new account rule coding being set up in the compliance system prior to PMs submitting the first trade for Synthetic mandates.
  • Ensuring investment breaches are escalated immediately and documented per TDAMs Error Treatment Policy.
  • The candidate will be expected to be current on all US and Canadian investment management regulations including the Ontario Securities Act rules the Canadian NI 81-102 conventional and Liquid Alternatives fund rules the U.S. Investment Companies Act mutual fund rules the U.S. Advisers Act rules.
  • Liaise with other internal teams including Regulatory Policy and Governance (RPG) Product Portfolio Management Compliance and Legal to ensure new products are consistent with the regulations and TDAMs Monitoring Principals.
  • Play an education role for TDAM being the source of expertise in Canadian and U.S. regulatory knowledge as it relates to monitoring.
Job Requirements/ Skills/ Qualifications
  • Ideally 2 years experience in a similar or pre-post trade compliance related role within a buy-side firm
  • Solid understanding of investment strategies asset types (Equities Fixed Income and derivatives)
  • Proficiency with Bloomberg CMGR and VMGR functions or similar compliance monitoring and rule-coding systems is preferred. Experience in alternative compliance systems is an asset.
  • Ability to analyze interpret and implement both client and regulatory driven investment restrictions to ensure alignment with applicable regulatory rules and to the Firms monitoring and portfolio oversight framework.
  • Strong communication skills and presence with the ability to speak with impact influence outcomes; simplify complex topics into actionable recommendations for decision-making
  • Strong problem-solving skills and the ability to confront conflict and difficult issues in a professional assertive and proactive manner
  • Demonstrated ability to work effectively and cross-functionally with employees at all levels and develop effective working relationships
  • Highly motivated self-starter with the ability to meet or exceed deadlines prioritize multi-task and maintain flexibility in fast-paced changing environment
  • Programming and database management experience will be considered an asset.

** Position will be filled as an Analyst or Associate depending on experience level**

**4 days required in the office**

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.


Colleague Development
If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet

Required Experience:

IC

Employment Type

Full-Time

Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.