IT Senior Audit Manager

What is the Opportunity

This role provides senior level support to the Director US Platforms IT as well as Managing Director RBC US IT Audit for independent objective assurance over the design and operation of the Banks Functions IT and Data Governance practices governance processes and the system of internal controls. It supports senior leaders with effective audit planning reporting and issue remediation on all IT and Data Governance practices audits. This role responds to external auditors and US regulators (FRBNY OCC SEC FINRA) and to meets the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination of IT related regulatory continuous monitoring coordination of IA responses to US regulatory examinations and the verification of US IT regulatory issues.

What will you do

Relationship Building and Client Experience:

• Engage Director US Functions IT and US Data Governance as well as Managing Director RBC US IT Deputy US CAE and US CAE on a regular basis to facilitate proactive and ongoing formal and informal monitoring and insights.
• Conduct periodic meetings with business to provide updates on audit results and status of open audit issue.
• Coordinate and escalate regional issues to the Director for IA Technology Functions Deputy US CAE and US CAE in accordance with the IA escalation model.
• Provide support for US IT regulatory requests responses and meetings.

Audit and Assurance:

• Together with the Director US Functions IT and US Data Governance as well as Managing Director RBC US IT develop and establish audit approach and coverage strategy for Data Governance and Information Technology functions in the U.S.

• Overall accountable for team level audit and assurance activities
• Influence and inform the Internal Audit strategic audit plan adapt IA guidelines as required and execute to success.
• Drives the continual assessment of key and emerging risks at the platform level and adjusts annual plans as necessary.
• Initiates collaboration with and assesses the effectiveness of key risk management strategies with 1st and 2nd line of defense (Risk Management and Compliance).
• Accountable to understand IT risks related to proprietary technology for the platform to ensure adequate audit coverage.
• Drives a vision for IT solutions that improve security productivity and competitive advantage.

Data Analytics and Technology:

• Work together with the Director US Functions IT and US Data Governance as well as Managing Director RBC US IT and Deputy US CAE to shift the capabilities of team members towards a predictive insights driven organization.
• Work together with the Director US Functions IT and US Data Governance as well as Managing Director RBC US IT and Deputy US CAE to create networks and relationships with key stakeholders to ensure their team is equipped with the right data capabilities and tools for data analysis.

What do you need to succeed

• Bachelors Degree
• 5 years of experience in audit or internal audit

Nice to Have

• 5 years of experience in IT Internal Audit
• Experience with Information Technology (Capital Markets Retail/Commercial Banking Infrastructure and Enterprise Applications)
• Professional technology or audit certification

Whats in it for you

We thrive on the challenge to be our best progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other reaching our potential making a difference to our communities and achieving success that is mutual.

- A comprehensive Total Rewards Program include competitive compensation and flexible benefits such as 401(k) program with company-matching contributions health dental vision life disability insurance and paid-time off.

- Leaders who support your development through coaching and managing opportunities.

- Ability to make a difference and lasting impact.

- Work in a dynamic collaborative progressive and high-performing team.

- Opportunities to do challenging work.

-Opportunities to build close relationships with clients.

The expected salary range for this particular position is $110000-$190000 depending on your experience skills and registration status market conditions and business needs.

You have the potential to earn more through RBCs discretionary variable compensation program which gives you an opportunity to increase your total compensation provided the business meets its performance targets and you meet your individual goals.

RBCs compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting engaging and retaining talent that:

-Drives RBCs high-performance culture

-Enables collective achievement of our strategic goals

-Generates sustainable shareholder returns and above market shareholder value

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Job Skills

Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best effectively collaborate drive innovation and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect belonging and opportunity for all.