Associate, Compliance
Associate, Compliance
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Job Description
- Ensure MUFG conducts business in compliance with relevant laws and regulations as well as professional standards accepted business practices internal policies and procedures and the AML/CTF/CPF framework in place across all relevant departments and jurisdictions.
- Review and investigate alerts generated by SWIFT Transaction Screening Service (TSS) to determine whether true match or false positive; assess impact and take necessary action for true matches.
- Review and investigate alerts generated in WorldCheck One (WC1) for ongoing screening of MUFGs customer base to determine whether true match or false positive; assess impact and take necessary action for true matches.
- Support the initial setup and ongoing review of enhanced due diligence for Relationship Management Application (RMA) counterparties.
- Conduct testing in accordance with the Banking & Payments Compliance Monitoring Plan (CMP); contribute to the development of the CMP template on an annual and/or ad hoc basis.
- Conduct review of high-risk payments and beneficiaries as applicable to FLEXCUBE and/or Global Payments Platform (GPP).
- Assist with periodic reporting to the Chief Compliance Officer (CCO) Compliance Committee (CC) Board of Directors Senior Management and the parent company (MUTB).
- Monitor and organize the group mailbox to ensure queries and requests are actioned in a timely and accurate manner.
- Perform other duties as assigned and incidental to the work described above.
Qualifications :
- An undergraduate degree in Accounting Finance Business or other third level qualification.
- Have or working towards a formal qualification in Compliance e.g. ACAMS ACOI or ICA.
- Knowledge of Cayman Islands financial services laws and regulations would be an asset
- 1-3 years of experience in Banking Compliance.
- Knowledge of SWIFT platform Transaction Screening tools and Sanctions Screening tools.
Additional Information :
Whats in it for you to join MUFG Investor Services
Take a look at our careers site and youll find everything youd expect from a career with the fastest-growing business at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus and next-level LEARNING & DEVELOPMENT. Oh and we really walk the talk when it comes to HYBRID WORKING.
So why settle for the ordinary Apply now for a Brilliantly Different career.
MUFG is an equal opportunity employer.
Remote Work :
No
Employment Type :
Full-time
Employment Type
Full-time
