drjobs Regulatory Compliance Officer

Regulatory Compliance Officer

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1 Vacancy
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Job Location drjobs

Charlotte - USA

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

Are you an experienced compliance professional passionate about ensuring organizations operate within legal and ethical boundaries Join our dynamic team as a Regulatory Compliance Officer and play a pivotal role in safeguarding our companys integrity.

Position Overview

As a Regulatory Compliance Officer you will be responsible for overseeing and ensuring compliance with applicable laws regulations and internal policies. Your expertise will help mitigate risks and maintain the organizations commitment to ethical standards.

Key Responsibilities

Develop implement and maintain compliance programs to ensure adherence to regulatory requirements.

Monitor and assess the effectiveness of compliance controls and procedures.

Conduct regular audits and risk assessments to identify potential compliance issues.

Provide guidance and training to staff on compliance matters.

Liaise with regulatory bodies and ensure timely reporting and documentation.

Stay abreast of changes in laws and regulations affecting the industry.

Qualifications

Bachelors degree in Law Business Administration Finance or a related field.

Minimum of 5 years of experience in regulatory compliance preferably within the financial services or fintech industry.

Strong knowledge of U.S. federal and state regulations including AML/CTF sanctions and data privacy laws.

Proven ability to develop and implement compliance strategies and programs.

Excellent communication analytical and problem-solving skills.

Ability to work independently and manage multiple priorities in a remote work environment.

Why Join Us

Fully Remote Role: Work from anywhere within the United States.

Competitive Salary: Commensurate with experience.

Comprehensive Benefits: Health dental vision and retirement plans.

Professional Growth: Opportunities for continuous learning and career advancement.

Inclusive Culture: Be part of a diverse and collaborative team committed to excellence.

Application Process

Interested candidates are invited to submit their resume and a cover letter detailing their qualifications and experience. Please include Regulatory Compliance Officer Application in the subject line.

Note: This position is open to U.S. residents only. We are unable to sponsor work visas at this time.

We look forward to reviewing your application and potentially welcoming you to our team!

Employment Type

Full Time

Company Industry

About Company

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