Audit Senior Manager, Wealth Audit (76434)
Audit Senior Manager, Wealth Audit (76434)
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Job Description
Req ID:76434
Location:Tulsa -TUL
Areas of Interest:Audit
Pay Transparency Salary Range:Not Available
Application Deadline:05/30/2025
BOK Financial Corporation Group includes BOKF NA; BOK Financial Securities Inc. and BOK Financial Private Wealth Inc. BOKF NA operates TransFund and Cavanal Hill Investment Management Inc. BOKF NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial.
Bonus Type
Summary
Assure advise and add value to our team! Looking for a job where a passion for innovation and opportunities for growth are valued and a culture of teamwork exists Look no further.
Job Description
The Audit Senior Manager Wealth Audit is primarily responsible for executing the independent Audit Plan and developing team members. The Audit Senior Manager Compliance Audit assists with the coordination of work with external parties including regulators as necessary.
The incumbent follows guidance and frameworks established by applicable state and federal regulatory agencies including but not limited to the OCC CFPB FINRA and SEC.
Team Culture
Assure advise and add value is our motto. We are a department of approximately 45 team members across specialized teams. Collaboration and inclusiveness are the glue that keeps the department together. Flexibility and work-life balance add to the enjoyment of coming to work every day. Employees lead with heart and give back to our community in multiple ways. Your integrity honesty and taking responsibility for your actions will set you up for success. The management team focuses on providing well-rounded training not only audit but technical and soft skills to enable you for success in this role and others.
How Youll Spend Your Time
- You will initiate and oversee the planning of audit work and develop audit programs based on the assessed risk discussions with management industry/regulatory trends or requirements and professional judgment.
- You will determine work priorities schedule work assignments and direct and supervise the audit teams work to ensure high-quality work is delivered promptly.
- You will review audit work papers prepared by staff members to assess documentation of work performed completeness of the audit work relative to audit risks and objectives of the area and the appropriate identification of audit findings and recommendation of actions.
- You will be responsible for developing team members including coordinating training and providing relevant feedback during and after each audit.
- You will plan coordinate and manage work on which the external auditors rely for year-end audit and reporting purposes.
- You will assist with determining annual department objectives and the annual audit plan including preparing risk assessments and defining the timing and allocation of resources.
Education & Experience Requirements
Required level of knowledge is normally acquired through a Bachelors degree in Finance or Accounting and a minimum of 9 years related experience in a financial institution and/or as a bank examiner with a federal regulatory agency (CFPB OCC FDIC FRB) specializing in Wealth Audit and/or Compliance. A minimum of five years of supervisory/managerial experience is required and a Masters degree is preferred. Extensive knowledge and understanding of commercial and residential appraisal techniques and regulations including USPAP
- Broad knowledge of state banking codes laws and regulations (eg 12 CFR 9)including but not limited to the following states: Oklahoma Arkansas Arizona Colorado New Mexico Missouri Kansas Wisconsin and Texas Extensive knowledge of federally recognized examination procedures to evaluate compliance with applicable Federal and State laws and regulations
- Comprehensive knowledge and understanding of banking operations
- Professional certification required ((Certified Internal Auditor (CIA) or Certified Fiduciary and Investment Risk Specialist (CFIRS) preferred)
- Advanced PC and software skills and strong aptitude for learning bank systems
- Excellent decision making organizational and problem solving skills
- Excellent oral and written communication skills including formal presentation skills
- Strong leadership and team building skills
- Strong analytical ability and organizational skills
- Ability to read accurately interpret and communicate in an understandable format complex federal and state regulations to personnel corporate-wide
Working Conditions & Physical Requirements
BOK Financial Corporation Groupis a stable and financially strong organization that provides excellent training and development to support building the long term careers of employees.With passion skill and partnership you can make an impact on the success of the bank customers and your own career!
Apply todayand take the first step towards your next career opportunity!
The companies in BOK Financial Corporation Group are equal opportunity employers. We are committed to providing equal employment opportunities for training compensation transfer promotion and other aspects of employment for all qualified applicants and employees without regard to sex race color religion national origin age disability pregnancy status sexual orientation genetic information or veteran status.
Required Experience:
Senior Manager
Employment Type
Full-Time
