Compliance Analyst
Compliance Analyst
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Job Description
At Mako we believe in the power of collaboration to drive innovation in pursuit of our collective ambition; excellence in trading. Our diverse community is connected through a commitment to being the best we can be with the highest standards of integrity.
Join the Compliance team which is responsible for operating the Mako Groups compliance framework.
The Compliance Analyst will work closely with stakeholders and teams across Makos operations trading and technology functions. The Compliance Analyst will be responsible for carrying out improving and maintaining monitoring and surveillance programs policies and procedures and disseminating new regulations rules and guidance.
What youll be involved in:
- Owning the implementation and improving of the Compliance Monitoring Programme.
- Implementing designing and improving the firms policies and procedures.
- Carrying out new counterparty onboarding.
- Assisting with maintaining relationships with regulators exchanges and other third parties.
- Carrying out the submission of regulatory reports and filings.
- Analysing regulatory change and new business initiatives providing advice as appropriate.
- Monitoring for future regulatory developments.
- Creating and delivering management information reports.
- Provide day-to-day support to front office and back office functions.
- Designing and delivering training.
- Responsible for handling routine operational tasks and providing flexible support to meet the teams evolving needs.
What we need from you:
- Educated to degree level.
- Experience in designing improving and carrying out of monitoring onboarding and policies and procedures.
- Knowledge of the wider financial markets.
- Contextual knowledge of the regulatory landscape and existing/future regulations.
- Strong organisational skills.
- Excellent written and verbal communication.
- Responsible self-sufficient team player.
- Solutions oriented.
We are Mako
At Mako we are welcoming inclusive and collaborative. We work fast and smart in a supportive and dress-down environment that allows colleagues to be themselves and achieve great things. We uphold the principles of a flat structure that offers unrivalled engagement with senior leadership and career development opportunities. We have a comprehensive benefits package including:
- Flexible leave and hybrid working policies
- Private health and dental insurance
- Generous pension scheme
- Free access to the Mako gym
- Employee wellbeing guidance and support
- Opportunity to become involved in the rewarding work of the Mako Foundation
About Mako
Mako is a leading options market maker with a global trading footprint. It has been at the forefront of options market making since 1999 from the open outcry trading pits to screen trading and automated algorithmic execution strategies that are driving the future of the industry.
From offices in London Dublin Amsterdam Singapore Sydney Brisbane and Chengdu Mako offers the best-in-class liquidity solutions across Equities Fixed Income Commodities and FX derivatives markets and prides itself in its entrepreneurial collaborative and philanthropic culture.
If you require any reasonable adjustments or assistance during the recruitment process please email and we will arrange this.
For further information on the Mako Group please refer to our website: .
Mako does not accept unsolicited CVs or candidate details from recruiters or search firms and will not pay any fees to such firms without a signed agreement.
Required Experience:
IC
Employment Type
Full Time
