Wholesale Lending Control Manager - Associate
Wholesale Lending Control Manager - Associate
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Job Description
As the first line of defense for JPMorgan Chase & Co. (JPMC) Wholesale Lending Services EMEA Controls prevents detects and monitors operational regulatory and reputational risks. In support of operational excellence we play a key role in meeting our client commitments and act as a driving force behind the strategic priorities that will future proof our business in an everchanging global landscape.
As a Control Manager Associate within Wholesale Lending Services Team you will spend every day maintaining a strong and consistent control environment across Digital & Platform Services Wholesale Lending Services (WLS) and Client & Deal Support specifically for Structured products. You are responsible for providing support for the endtoend execution of Compliance & Operational Risk Evaluation (CORE) requirements including control breaks and resolutions to reduce financial loss regulatory exposure and reputational risk. You are supporting all of the control related efforts for the Wholesale Lending Services Operations and Client & Deal Support and are part of the Control and Continuity Services team. Every day you are working closely with various Operational roles and peers across the Business Operations Executive (BOE) team and will engage with legal compliance risk audit and technology control functions.
Youll be responsible for ensuring the line of business has a sustainable and disciplined endtoend control environment identifying and escalating issues with a sense of urgency and partnering with the Business to ensure issues are remediated in a timely manner. The team assists in topdown risk analysis realtime control issue detection escalation root cause analysis and remediation.
Job responsibilities
- Support business partners to conduct indepth analysis of key processes gaps heightened risks and adequacy of control completeness accuracy and timeliness providing expertise in risk/controls and the development and support of corrective action plans
- Partner effectively with stakeholders across the firm business operations management legal compliance risk audit regulators and technology control functions to drive consistent and rigorous operational risk practices and Control programs including: risk mitigation key risk indicators control design and effectiveness evaluation/testing
- Support control governance and reporting to identify meaningful metrics to inform on health of operational risk and control environment; escalate control breaks based on key reporting indicators; and provide input to control forums
- Identify escalate and report risk events. Work with the appropriate groups to determine control weakness and root cause. Record risk events in the corporate internal tracking system
- Maintain WLSs risk assessment structure in the firms Compliance and Operational Risk Evaluation (CORE) system with respect to EMEA and its continued evolution.
- Perform action plan validation testing and support CORE testing in support of control objectives
- Act as point of contact for internal and external audits. Support audit requests for information
- Ensure (through proactive and ad hoc reviews and controls testing) that controls are properly designed operating effectively and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
Required qualifications capabilities and skills
- Bachelors degree or equivalent experience
- Previous experience in financial services industry with background in controls operations audit quality assurance operational risk management or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation
- Proficient in Microsoft Office Suite (Word Excel PowerPoint)
- Excellent written and verbal communication skills with an ability to influence business leaders in a meaningful and actionable manner
- Networking strong interpersonal skills; excellent collaboration and relationship building skills
- Strong problem solving and analytical skills
- Ability to design and drive effective action plans to completion within deadlines to mitigate risk and control issues
Preferred qualifications capabilities and skills
- Business knowledge ability to understand a complex global business regulatory requirements and operational risk
- Work autonomously to affect change flexible adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fastpaced results driven environment
- Ability to make subjective and informed decisions based upon output influence stakeholders and justify decision making
Required Experience:
Manager
Employment Type
Full-Time
