Senior Compliance Officer
Senior Compliance Officer
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Job Description
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years our client base has grown 20 times to over 3 million and client assets have grown over 50 times to over 4 billion.
What youll do
Ensure operational excellence in all relevant compliance areas while aligning with BaFins regulatory guidelines.
Provide expert compliance advice on current and future products services and overarching compliance topics such as product governance vulnerable customers conflict of interest outsourcing and conduct risk.
Support and drive compliance projects collaborating with crossfunctional teams to deliver results within agreed timelines.
Oversee the financial promotions review process ensuring all materials meet regulatory standards.
Maintain and update compliance policies and procedures ensuring effective implementation across the organization.
Build and manage relationships with internal stakeholders offering tailored compliance guidance to support business objectives.
Collaborate with the Legal team to manage regulatory interactions including the relationship with BaFin.
What you need to have
Proven experience in compliance with a track record of driving operational excellence within a MiFIDregulated firm.
Educated to degree level in Law Finance Business or a related field.
Fluency in both English and German.
At least five years of experience in a compliancefocused role with exposure to senior responsibilities.
Strong understanding of regulatory compliance frameworks and guidelines particularly those relevant to BaFin.
Exceptional organizational skills with the ability to take ownership and deliver under pressure.
Experience working in international environments coordinating across different time zones using digital tools.
What we offer
Challenges that will help you grow and realise your potential really fast
Opportunity to make a big impact you will build innovative services used by millions of investors to build wealth
Work with smart spirited helpful highperforming colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us Wed love to hear from you!
We thank all applicants but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
Required Experience:
Senior IC
Employment Type
Full-Time
