drjobs Compliance Manager – Advisory (Investigation, Breach and Dispute Resolution) - 12 months Fixed Term Contract

Compliance Manager – Advisory (Investigation, Breach and Dispute Resolution) - 12 months Fixed Term Contract

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1 Vacancy
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Job Location drjobs

Sydney - Australia

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

ING is proud to be recognised as Australias most recommended bank. We pride ourselves on being prudent honest and responsible in all that we do and in this role as Compliance Advisoryoull provide SME advice challenge support and undertake investigations and assessments of potential breaches and serious complaints across ING Australia.

Youll be joining ING during an exciting period of our growth in Australia as we continue to consolidate our position as Australias most trusted bank. In this role youll support Compliance in proactively developing managing and maintaining a best practice compliance framework and enhancing systems and processes to ensure that ING is compliant by desire and design. The Compliance function requires independence and professional discipline foremost. But it also encourages creativity including the ability to think outside the box which results in innovative or alternative approaches when advising business on complaint solutions.

Youll love this role and be highly successful if you enjoy a hands on end to end role where you will have the ability to communicate with business stakeholders build strong rapport and assist the business embed a strong compliance culture and practices as part of day to day business operations using your high level understanding of relevant legal regulatory and industry code requirements and the ability to advise relevant stakeholders on compliance obligations and policies.


What youll do

  • Investigating potential breaches and serious complaints; interpret and assess compliance with applicable obligations; and prepare written assessments and recommendations to senior stakeholders regarding potential breaches control gaps and remediation actions
  • Conducting targeted compliance risk and policy reviews and implement any necessary changes in the framework
  • Working alongside and providing assistance to other Compliance Managers where youll take the lead in specified compliance activities at times of competing priorities
  • Championing a risk and compliance culture within the business
  • Advising stakeholders on new and upcoming regulatory changes and assess business impacts
  • Working in a fast paced environment operating in an environment that is subject to continual change and improvements to processes (and controls)

  • What were looking for
  • Knowledge of Australian legal regulatory and industry code obligations relevant to credit products and services (home/business loans personal loans and credit cards).
  • Ability to consider alternative solutions to a problem while maintaining compliance with regulatory requirements
  • A minimum of 3 years compliance experience in the financial services industry (ideally banking) with at least 1 year of dedicated experience in investigation breach assessment and/or complaints handling OR equivalent experience in a law firm or consultancy.
  • Ability to handle confidential information in a mature and professional manner with the ability to handle a variety of tasks simultaneously
  • Broad retail and wholesale banking product knowledge (highly advantageous)

Whats in it for you

  • Discounted ING Health Insurance
  • An additional Rest Day to support your wellbeing
  • An IMPACT day to volunteer on an approved sustainability activity

About Us

At ING we want to make life simpler and more worthwhile for everyone who banks with us for the people who work with us and the community at large too.

When you come to work at ING youre joining a team where individuality isnt just accepted its encouraged. Weve built a culture thats fun friendly and supportive its the kind of place where you can be yourself and make the most of whatever you have to offer.

We give people the freedom to think differently take ownership of their work and make great things happen. Were here to help you get ahead. And with our global network theres plenty of scope to take your career in new directions perhaps even ones youve never considered.

We are all about celebrating success and as a result we are proud to be a WGEA Employer of Choice for Gender Equality and a certified Family Inclusive workplace.

Sound like the kind of place youd feel at home Wed love to hear from you.

(One last thing ING operates a direct talent sourcing model. So no agency introductions please.)

Need more
Contact Mark Montgomery on

Applications close 29th May 2025

#LIDNI


Required Experience:

Manager

Employment Type

Full-Time

About Company

130 employees
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