Brokerage Operations Analyst
Brokerage Operations Analyst
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
The Operations Analyst is responsible for a variety of tasks associated with the opening funding and ongoing maintenance of discretionary managed feebased accounts as well as selfdirected accounts. Under limited supervision this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities.
Key Responsibilities and Duties
- Initiates money movement requests and/or processes account opening transactions.
- Deposits client funds into the correct account.
- Performs various account maintenance processing/updates as directed by supervisor.
- Communicates requirements to open fund and maintain a TIAA brokerage/managed account.
- Completes brokerage operation activities in a timely manner and at established productivity levels.
- Understands the regulatory requirements to open and maintain a brokerage/managed account.
- University (Degree) Preferred
- No Experience Required
- SRC Indicator: NRF
- Physical Requirements: Sedentary Work
Career Level
5IC
Related SkillsAdaptability Collaboration Communication Conflict Management Continuous Improvement Mindset Critical Thinking DetailOriented Financial Risk Management Prioritizes Effectively Transaction Processing
Anticipated Posting End Date:
Base Pay Range: $21.15/hr $31.35/hrActual base salary may vary based upon but not limited to relevant experience time in role base salary of internal peers prior performance business sector and geographic location. In addition to base salary the competitive compensation package may include depending on the role participation in an incentive program linked to performance (for example annual discretionary incentive programs nonannual sales incentive plans or other nonannual incentive plans).
Company Overview
Every worker deserves a secure retirement. For more than 100 years TIAA has delivered it for millions of people. Founded to help educators retire with dignity today were a marketleading retirement company fueled by worldclass asset management. But were not just another legacy financial services firm. Were fighting harder than ever before for our clients and the many Americans who need us.
Benefits and Total Rewards
The organization is committed to making financial wellbeing possible for its clients and is equally committed to the wellbeing of our associates. Thats why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health wellness and work life offerings that can help you achieve and maintain your best possible physical emotional and financial wellbeing. To learn more about your benefits please review our Benefits Summary.
Equal Opportunity
We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age race color national origin sex religion veteran status disability sexual orientation gender identity or any other legally protected status.
Read more about your rights and view government notices here.
Accessibility Support
TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers including individuals with disabilities.
If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:
Phone: (800)
Privacy Notices
For Applicants of TIAA Nuveen and Affiliates residing in US (other than California) click here.
For Applicants of TIAA Nuveen and Affiliates residing in California please click here.
ForApplicants of TIAA Global Capabilities click here.
For Applicants of Nuveen residing in Europe and APAC please click here.
Required Experience:
IC
Employment Type
Full-Time
