Regulatory Operations Associate
Regulatory Operations Associate
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Job Description
Overview
Permanent fulltime hybrid
Connecting clients to markets and talent to opportunity.
With 4300 employees and over 400000 retail and institutional clients from more than 80 offices spread across five continents were a Fortune100 Nasdaqlisted provider connecting clients to the global markets focusing on innovation human connection and providing worldclass products and services to all types of investors.
Whether you want to forge a career connecting our retail clients to potential trading opportunities or ingrain yourself in the world of institutional investing The StoneX Group is made up of four segments that offer endless potential for progression and growth.
Business Segment Overview:With boots on the ground authenticity at the heart of everything we do our comprehensive array of commercial products and services enable you to work directly with our clients across hedging risk management execution and clearing OTC products commodity finance and more.
Responsibilities
Position Purpose:A professional individual who wants to apply their financial market knowledge and further develop their understanding in the fastgrowing sector of Regulatory Reform. With the continued high rate of change in the Regulatory reporting space Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business. By staying informed of evolving regulations and leveraging their expertise they can drive operational efficiency and compliance. Their role is crucial in navigating the complexities of regulatory requirements while ensuring the business remains agile and responsive to future changes.
Primary duties will include:
- Investigate remediate and provide guidance on issues withTransaction reportsand assist in developing controlled improvements.
- Provide oversight of the impact assessments done on these reports for new markets new products business reorganizations system changes and new/changed regulations.
- Review daily submissions to ensure completeness and accuracy.
- Liaise with external vendors and counterparts where required.
- Develop expert knowledge in Regulatory requirements processes and systems for several transactions and position based Regulatory reports.
- Work with Projects log track and update projects using JIRA.
Qualifications
To land this role you will need:
- 3 5 years regulatory and Transaction reporting experience in MIFID EMIR.
- A strong understanding of the compliance function and its interaction with operations.
- Solid market knowledge across a wide range of asset classes and the wider financial markets.
- Experience of implementing and maintaining new regulatory regimes.
- Ability to think strategically and contribute to department and division wide initiatives.
- Ability to learn quickly and adapt to new changes and new challenges.
- Accuracy and attention to project organisation and time management skills.
- Educated to degree level.
- Strong communication skills.
- Advanced IT skills including complete proficiency in Microsoft applications (SQL nice to have).
- CPT Remit and SFTR experience (nice to have).
Required Experience:
IC
Employment Type
Full-Time
