Internal Firm Services - Ethics & Compliance - Senior Associate
Internal Firm Services - Ethics & Compliance - Senior Associate
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Job Description
Line of Service
Internal Firm ServicesIndustry/Sector
Not ApplicableSpecialism
IFS Internal Firm Services OtherManagement Level
Senior AssociateJob Description & Summary
At PwC our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients providing advice and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.Those in independence ethics and business conduct at PwC facilitates adherence to ethical standards and promote a culture of integrity within the organisation. Working in this area you will be responsible for developing and implementing policies and procedures to facilitate compliance with legal and regulatory requirements.
Focused on relationships you are building meaningful client connections and learning how to manage and inspire others. Navigating increasingly complex situations you are growing your personal brand deepening technical expertise and awareness of your strengths. You are expected to anticipate the needs of your teams and clients and to deliver quality. Embracing increased ambiguity you are comfortable when the path forward isnt clear you ask questions and you use these moments as opportunities to grow.
Examples of the skills knowledge and experiences you need to lead and deliver value at this level include but are not limited to:
- Respond effectively to the diverse perspectives needs and feelings of others.
- Use a broad range of tools methodologies and techniques to generate new ideas and solve problems.
- Use critical thinking to break down complex concepts.
- Understand the broader objectives of your project or role and how your work fits into the overall strategy.
- Develop a deeper understanding of the business context and how it is changing.
- Use reflection to develop self awareness enhance strengths and address development areas.
- Interpret data to inform insights and recommendations.
- Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance) the Firms code of conduct and independence requirements.
Position/Program & Title:
Ethics & Compliance Senior Associate at PwC AC Kolkata
Job Summary:
A career in Risk Management within Internal Firm Services will provide you with the opportunity to advance and foster integritybased decision making and conduct by PwC professionals throughout our organisation. Youll focus on promoting and monitoring compliance with applicable external laws and regulations as well as internal policies and procedures to help manage PwCs regulatory litigation and reputational risk.
Our Compliance team is responsible for oversight of all Compliance activities by our PwC professionals. As part of the team youll help promote and monitor compliance with applicable external and internal policies laws and regulations and subsequently manage PwCs regulatory litigation and reputational risk.
Job Description:
As a Senior Associate in AC Kolkata Ethics and Compliance (E&C) you will be responsible for:
Assisting with training new employees on compliance policies and procedures and answering questions regarding policies
Primary point of contact and follow up with employees on training completion. Resolve their training related queries/issues and escalate as necessary to the relevant stakeholders
Provide operational support in various compliance related activities to the seniors in the Ethics and Compliance team
Develop/maintain/update processbased records and project trackers as required
Help develop training and presentation decks communication drafts etc.
Conduct first level reviews of communications and training materials to ensure alignment with local policies and processes
Manage day to day operational tasks relating to trainings communications events and related activities
Pursue opportunities to develop existing and new skills outside of comfort zone
Focus on building trusted relationships
Uphold the firms code of ethics and business conduct.
Position/Program Important requirements:
Proficiency in verbal & written communication in English
Excellent working knowledge of MS Office
Ability to connect & collaborate with a wide range of stakeholders and to get the job done
Decision making aptitude based on given guidelines and in ambiguous contexts
Prior experience and most importantly an interest in communications
An interest in and preferably some working knowledge of Gen AI tools/technologies
Strong attention to details
Patience and maturity
Basic Qualifications: Minimum Degree Required: Bachelor of Laws
A degree in English Journalism Communication or related fields would be ideal and preferred
Minimum Years of Experience: 2 4 year(s)
Education (if blank degree and/or field of study not specified)
Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank certifications not specified)
Required Skills
Optional Skills
Accepting Feedback Accepting Feedback Accounting Practices Active Listening Analytical Thinking Budget Monitoring Business Ethics Business Expansion Code of Ethics Communication Compliance and Standards Compliance Awareness Compliance Oversight Compliance Program Implementation Compliance Review Compliance Risk Assessment Compliance Training Corporate Compliance Programs Creativity Developing Policies and Guidelines Embracing Change Emotional Regulation Empathy Ethical Standards Ethics Training 19 moreDesired Languages (If blank desired languages not specified)
Travel Requirements
Up to 20%Available for Work Visa Sponsorship
NoGovernment Clearance Required
NoJob Posting End Date
Required Experience:
Senior IC
Employment Type
Full-Time
