Specialist – Compliance Financial Trading

Purpose:

The Specialist Compliance Financial Trading is responsible for supporting the management of compliance risks and opportunities associated with Anglo Americans marketing business with a particular focus on supporting the exchange and OTC financial trading activity undertaken by Anglo American Marketing.

Responsibilities include:

Performance & Delivery

• Implement Anglo Americans Marketing compliance programme including risk assessment policy drafting training and awareness and monitoring and assist with the Group Risk Assessment process.
• Provide compliance advisory service to Front Middle and Back Office teams in relation to   regulations relevant to a trading business including antibribery and corruption AML/CTF sanctions antitrust and with a particular focus on financial trading regulation including Market Abuse UK MIFID RAO UK EMIR  and exchange rules compliance (both within and outside of the UK).
• Support the KYC process as required by promptly and effectively responding to escalations.
• Implement monitoring and reporting processes using trader surveillance tools to enable the prevention and detection of Market Abuse and the detection and reporting of suspicious orders or transactions amongst other risks.
• Manage client relationships to deliver high quality/timely advice. Where required participate in briefings of management and other stakeholders. 
• Support to build robust compliance culture in the office.
• Monitor the external regulatory environment for changes that impact Marketing and update the compliance framework and/or devise implementation plans for Marketing.
• Assist Group Policy Owners to tailor training materials for Marketing ensuring training is provided in accordance with the risk profile of the team. Deliver training to relevant stakeholders as required by Group or Marketing compliance programmes.  
• Provision of weekly/monthly/ quarterly reporting on surveillance training completion GEH/ COI submissions and other Compliance issues/declarations including trend analysis and horizon scanning to proactively identify emerging risks.
• Other support to the compliance and risk teams as required to provide effective operational compliance oversight and monitoring. 

Qualifications :

• University degree in relevant field such as Law Accounting or Economics

Knowledge:

• 5 years min experience in compliance with a proven track record of supporting financial trading activity
• Experience of compliance/ risk management in a trading environment
• Substantial experience in Trade Surveillance
• Knowledge of laws and effective risk mitigation in areas including financial crime sanctions and antitrust.
• Experience of working with detailed legal/ policy documentation relating to UK/ EU/ International Regulations
• Experience within a complex organisation across different countries and jurisdictions cultures interfacing with internal and external stakeholders.

Additional Information :

Who We Are
We aim to lead the industry by pursuing ever safer ways of working demonstrating integrity and showing care and respect for people and the planet. That means we are constantly seeking new opportunities to mine and process our products sustainably using less water less energy and more precise extraction technologies. Our extraordinary teams work safely and collaboratively with the utmost consideration for local communities our customers and the world at large.

What We Offer
When you join Anglo American you can expect to enjoy a competitive salary and benefits package. But more than this youll find yourself in an environment where the opportunities for learning and growth are second to none. From technical training to leadership programmes we bring out the best in our people. There are plenty of opportunities to move onwards and upwards too. Were a large successful multinational company and were still growing all the time.

How We Are Committed To Your Safety
Nothing is more important to us than ensuring you return home safely after a days work. To make that happen we have the most rigorous safety standards in the industry. Not only that were also continually investing in new technologies that are helping to make mining safer.

Inclusion and Diversity
We are committed to promoting an inclusive and diverse workplace where we value and respect every colleague for who they are. We provide equality of opportunity to enable everyone to fulfil their potential.

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Remote Work :

No

Employment Type :

Fulltime