Head of Compliance Americas

Who are we

FalconX is a pioneering team of operators investors and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cuttingedge technology FalconX addresses the industrys foremost challenges: Navigating the digital asset market can be complex and fragmented with limited products and services that support trading strategies structures and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale FalconX operates as the connective tissue empowering clients with seamless navigation through the everevolving cryptocurrency landscape.

Position Summary:

The Head of Compliance Americas will be responsible to lead the Americas compliance program which encompasses AntiMoney Laundering and Countering the Financing of Terrorism (AML/CFT) Economic Sanctions and regulatory compliance. The candidate will report to the Global Head of Compliance (Global CCO) and work closely with the offshore level 1 and onshore level 2 compliance teams.

Key Responsibilities:

• Oversee the AML/CFT and Sanctions program of FalconXs regulated entities in the Americas region.
• Serve as FalconXs board appointed AML Officer for U.S. based entities holding money transmitter licenses and other affiliates as may be necessitated from time to time.
• Work with leads to obtain and maintain registrations and licenses in the U.S. manage regulatory relationships and examinations.
• Evaluate existing and new products and services for Compliance risk and ensure implementation of sufficient controls prior to launch.
• Design implement and oversee AML/CFT internal controls to ensure compliance with cryptospecific regulations: customer onboarding crypto transaction monitoring crypto trade surveillance sanctions screening law enforcement inquiries training.
• Review and investigate alerts/high risk accounts identifying suspicious activity and performing enhanced due diligence on customers and accounts.
• Ensure that applicable regulatory compliance regulations and best practices are implemented for the Americas region these include: Business Continuity/Disaster Recovery ThirdParty Risk Management Privacy Anti Bribery Customer Complaints etc.
• Manage the U.S. Compliance team projecting and implementing resource plans to ensure the Compliance program can be effectively executed.
• Monitor evolving global regulations for cryptocurrencies and decentralised financial products (e.g. DeFi NFTs stablecoins).
• Assisting with providing MIS and data for annual independent testing data validation and ongoing customization of KYC and blockchain monitoring and surveillance systems.
• Provide advisory support to Business teams regarding regulatory requirements and risks related to product development and customer onboarding/retention.
• Ensure timely Compliance reporting of key risk and performance indicators to senior management committees and Boards.
• Update and ensure adherence to compliance training program.
• Manage adhoc projects as needed.

Requirements:

• The ideal candidate should have at least 10 years of Compliance regulatory leadership experience in the financial services space (FinTech Crypto or banking sector).
• Bachelors degree in Finance Economics Law Business Administration or a related field or Juris Doctor Preferred.
• Extensive knowledge and experience with compliance regulations including but not limited to AML/CFT Patriot Act (CIP) Office of Foreign Assets Control and FinCEN advisory guidelines regarding Know Your Customer (KYC)/Enhanced Due Diligence (EDD).
• Proven background in building crypto compliance programs processes and controls.
• Proven ability to manage multiple projects simultaneously and meet deadlines.
• Previous experience working with derivative products and associated regulatory regimes is nicetohave.
• Strong communication and presentation skills.

Compensation:

Base pay for this role is expected to be between $255000 $345000 USD for New York City and San Francisco Bay Area. This expected base pay range is based on information at the time this post was generated. This role will also be eligible for other forms of compensation such as a performance linked bonus equity and a competitive benefits package. Actual compensation for a successful candidate will be determined based on a number of factors such as location skillset experience and qualifications.

Notice at Collection and Privacy Policy

Applicants located in California and/or applying to a role based in California please refer to our Notice at Collection and Privacy Policy here.

Inclusivity Statement

FalconX is committed to building a diverse inclusive equitable and safe workspace for all people. Our roles are intended for people from all walks of life. We encourage all those interested in applying to our organization to submit an application regardless if you are missing some of the listed background requirements skills or experiences!

As part of our commitment to inclusivity FalconX would like to acknowledge that the EEOC survey has limited potential responses that you can select. For legal reasons FalconX must use this language to align with federal requirements however we want to ensure that you are able to provide a response to our own voluntary survey questions about your identity that best aligns with your most true self.

FalconX is an equal opportunity employer and will not discriminate against an applicant or employee based on race color religion national origin ancestry ethnicity sex (including gender pregnancy sexual orientation and gender identity) age physical or mental disability veteran or military status genetic information citizenship or any other legallyrecognized protected basis under federal state or local law.

Applicants with disabilities may be entitled to reasonable accommodation under the Americans with Disabilities Act and other applicable state or local laws. A reasonable accommodation is a change in the way things are normally done which will ensure an equal employment opportunity without imposing undue hardship on FalconX. Please inform FalconXs People team at if you need assistance with participating in the application process.