Senior Analyst - Compliance
Senior Analyst - Compliance
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1 Vacancy
Job Description
Company Overview
Interactive Brokers Group Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich CT USA with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades known for our cuttingedge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks options futures currencies bonds and funds to clients in over 200 countries and territories. We serve individual investors and institutions including financial advisors hedge funds and introducing brokers. Our advanced technology competitive pricing and global market help our clients to make the most of their investments.
Barrons has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic multinational team and be a part of a company that simplifies and enhances financial opportunities using stateoftheart technology.
This is a hybrid role 3 days in the office / 2 days remote).
About your team:
Interactive Brokers is looking to hire a Senior Analyst Compliance in our office in Chicago IL. This position has excellent growth potential for highly motivated and exceptional performers. Senior Analysts will report to a Compliance Manager in our Chicago office and help ensure the firm complies with the Bank Secrecy Act USA PATRIOT Act antiterrorist financing sanctions industry AML and securities laws and regulations. This is a hybrid position and applicants should expect to be in the office three days a week with Monday as a mandatory day in the office.
Responsibilities:
A senior analyst will be responsible for all of the above in addition to the following:
- Advise management by collecting analyzing and summarizing data and trends
- Contribute to streamlining current processes and identifying areas for improvement
- Assist in drafting training and maintenance of procedures and other documents
- Act as a subject matter expert for CAFFI reviews
Qualifications:
A bachelors degree or higher is the preferred education level. Preferred areas of study include accounting criminal justice finance law or similar areas with strong analytical and quantitative skills. The ideal candidate will also have some regulatory compliance experience working for an exchange a regulatory organization a Broker Dealer (BD) a Futures Commission Merchant (FCM) or a similar organization. Alternatively experience in internal audit legal accounting or other control functions of a financial services firm or regulator would be beneficial. Candidates must be focused adaptable collaborative and have strong time management and issuespotting skills to thrive and succeed in the work environment.
- High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems.
- Proficient in Excel Word and PowerPoint
- Excellent oral and written communication skills
- Detailoriented with outstanding organizational and project management skills
- Ability to work both independently as well as in a small team environment and to multitask with minimal supervision
- ACAMS Certification
Preferred Qualifications:
The ideal candidate for a senior analyst position will have all the qualifications above and some of the preferred qualifications below:
- Prior experience conducting compliance reviews of brokerdealers mutual funds or financial advisors
- CFE CFCS Series 7 or other FINRA licenses or certifications are a plus
- Capital Markets
- Advanced degree in finance law or criminal justice
To be successful in this position you will have the following:
- Selfmotivated and able to handle tasks with minimal supervision.
- Superb analytical and problemsolving skills.
- Excellent collaboration and communication (Verbal and written) skills.
- Outstanding organizational and time management skills.
Company Benefits & Perks
- Competitive salary annual performancebased bonus and stock grant
- Retirement plan 401(k) with competitive company match
- Excellent health and wellness benefits including medical dental and vision benefits and a companypaid medical healthcare premium.
- Wellness screenings and assessments health coaches and counseling services through an Employee Assistance Program (EAP)
- Paid time off and a generous parental leave policy
- Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snacks
- Corporate events including team outings dinners volunteer activities and company sports teams
- Education reimbursement and learning opportunities
- Modern offices with multimonitor setups
Required Experience:
Senior IC
Employment Type
Full Time
