Manager Global Trade Compliance

Capital One is one of todays fastest growing organizations and we are expanding worldwide. Still founderled by Chairman and Chief Executive Officer Richard Fairbank Capital One is on a mission to help our customers succeed by bringing ingenuity simplicity and humanity to banking globally. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Manager Global Trade Compliance (ES Risk)

As a Risk Manager for Global Trade Compliance (GTC) you will play a pivotal role developing and driving our international risk management frameworkfrom day one.

The Manager for GTC will support our Enterprise Services (ES) Risk office in Capital Ones first line of defense. They will be on the forefront of implementing enterpriselevel technology and cybersecurity risk management initiatives related to international operations.

In this position you will help lead international risk management functions for ES particularly in the area of global trade compliance and export control. This includes deftly navigating and interpreting a dynamic regulatory environment executing and enhancing risk management processes across Capital One methodically ensuring project and program delivery analyzing technology use cases and influencing outcomes that support our companys broader international risk strategy. You will collaborate closely with associates and senior leaders across all lines of defense lines of business and other risk management teams to support this work. This includes implementing risk management tools and frameworks for the organization and managing a sustainable and mature process to identify assess mitigate and monitor risk in the area of global trade compliance.

Risk Managers at Capital One are highly motivated risk and process management professionals with excellent analytical organizational risk management project management and communication skills. These skills allow us to gain insights and act as a change agent to influence our business partners. As Capital One evolves to meet the everchanging technology landscape so do our risk managers. A successful Risk Manager operates from a foundation of knowledge about the line of business with whom they are working laws / regulations processes and associated controls and good risk management practices. They are forwardthinking quick to adapt and technologically adept. Risk Managers have a broad level of exposure across the lines of business and have the opportunity to work with the business to create and implement innovative solutions to appropriately manage risks within Enterprise Services. The demands and highvisibility nature of this position require an expert with a proven ability to work independently in a fastpaced environment and who can begin contributing immediately.

Responsibilities:

• Drive collaboration across firstlineofdefense Technology and Cyber teams Legal secondline risk organizations and other lines of business to design cultivate and implement effective processes in furtherance of U.S. export control activities and other worldwide trade compliance requirements as defined by applicable laws and regulations.

• Support the integration refinement and management of innovative procedures incorporating export control governance through technology development supplier management and other enterprise operations that anticipate and streamline international business opportunities.

• Provide expert analysis of technology use cases in the context of international operations and export control particularly in the areas of internal development and production cybersecurity and risk management.

• Assist project and program delivery risk reporting and other governance activities and lead the overall process for firstline intake and data management such as through infrastructure and enterprise integration of global trade compliance systems of record that ensure responsive decisioning auditability and oversight.

• Identify size and resolve risk in a wellmanaged and strategic way finding value creation opportunities that foster continuous improvement and drive innovative sustainable processes that reduce risk through technology.

• Maintain currency on the changing regulatory environment interpreting and advising on the impacts to our international operations as they relate to information security and emerging technology.

• Draft coordinate and deliver exceptional written products that contribute to the development of strong policies standards procedures guidelines tools templates and job aids in furtherance of global trade compliance activities decisions and risk methodology.

• Conduct program and processlevel risk assessments to identify international risks and mitigation plans based on industry standards and best practices in alignment with Capital Ones strategic risk direction.

• Represent the team in risk and other management forums and support interactions with internal audit and regulatory agencies related to our work as applicable.

• Support the ES Risk organization by implementing new and innovative ideas and support special projects for the team as needed.

Basic Qualifications:

• Bachelors Degree or military experience.

• At least 4 years experience in cyber risk management information technology tech risk management or technology audit or a combination

• At least 4 years experience in project risk program or process management or a combination

• At least 3 years of experience in national security export control foreign policy or technology industry or a combination

• At least 2 years experience consulting with executives or in enterprise strategy and policy development or a combination

Preferred Qualifications:

• 5 years experience performing information security or technology compliance risk identification assessments or controls governance for digital products and services or a combination

• 4 years experience performing data analysis in support of compliance internal risk assessments control design and operating effectiveness associated with new or changedriven initiatives

• 4 years experience setting direction managing and leading crossfunctional programs and projects

• 3 years experience with the U.S. Export Administration Regulations or U.S. International Traffic in Arms Regulations or a combination

• 2 years experience in regulation or policy roles related to cryptography the application of encryptionrelated technologies computing or telecommunications or a combination

• 2 years experience performing data analysis in support of cybersecurity assessments and control design in a cloud environment

• Project Management (PMP) or Program Management (PgMP) certification.

• Certified Information Systems Auditor (CISA) Certified in Risk and Information Systems Control (CRISC) Certified Information Systems Security Professional (CISSP) Certified Information Security Manager (CISM) AWS Security certification or other Industry Risk Professional Certification.

• Certifications in AWS Google Cloud Platform (GCP) and Azure

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).