Senior Associate Control Testing- FRM Hybrid

Capital One is seeking a motivated professional to join the Finance Risk Management (FRM) team as a Senior Analyst. As a member of FRM the Senior Analyst will play a key role in executing robust and proactive risk management programs partner with and influence key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks and enable a strong culture of risk management thats adaptable to a changing environment.

The Senior Analyst performs a key role within Capital Ones line of defense risk management model to help ensure corporate initiatives and departmental processes comply with applicable laws regulations business requirements and controls. This position is responsible for developing and performing independent testing of controls accurately and timely in adherence with the Enterprise Control Standard methodology. The role builds and executes tests across various Finance Lines of Business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes is expected. The Senior Analyst partners with numerous stakeholders and subject matter experts to support FRMs overall objective of ensuring the Finance Division maintains an effective risk and control management environment.

Responsibilities:

• Lead multiple meetings with LOBs (i.e. KickOff meetings to set testing expectations walkthroughs to better understand the design and of controls deliver test results to the LOBs etc.

• Establish and maintain effective engagements with Risk Advisors and LOBs to provide business value through robust and effective assessments of the control environment

• Perform control tests of Design Effectiveness and Operational Effectiveness across multiple LOBs and document test results in accordance with the Enterprise Control Standard methodology

• Assess business process adherence to applicable laws regulatory requirements business requirements and controls

• Understand regulatory and business process environment changes and the impact of those changes to current and upcoming tests

• Be resilient open and have the ability to adapt to change effectively and efficiently

Basic qualifications:

• Bachelors degree or military experience

• At least 2 years of experience in Control Testing or Auditing or a combination

Preferred qualifications:

• 1 years of experience in Automated and Hybrid Control Testing

• Familiarity with assessing script/code logic

• 3 years of experience in Control Testing or Auditing

• 3 years of experience in Risk Management or Regulatory Compliance

• 3 years of experience in the Finance Services industry

• Previous experience with Google Suites or MS Office applications

• Strong critical thinking and problemsolving skills; effective communication and collaborative abilities

• Ability to work independently and flexible to change in a fastpaced environment that requires the balancing of competing priorities

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend 3 days per week (Monday Thursday) inperson at one of our offices listed on this job posting. Fridays are enterprisewide virtual work days.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital Ones recruiting process please send an email to

Capital One does not provide endorse nor guarantee and is not liable for thirdparty products services educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).