Senior Risk Associate Anti-Money Laundering AML Risk Assessment Team

As a Senior Risk Associate in Capital Ones AntiMoney Laundering (AML) Program youll be challenged by working with business partners to conduct enterprise wide money laundering and sanctions risk assessments. Assessments are conducted in accordance with a standardized framework and methodology the purpose of which is to understand the level of inherent AML sanctions and fraud risk exposure associated with Capital Ones business segments assess controls and ensure residual risk remains within tolerance. This position will develop and maintain the suite of analytical tools used to measure risk as well as ensuring appropriate governance is in place. Additionally this role will support the data acquisition and consumption strategy of the annual money laundering risk assessment in partnership with other data analytics teams throughout AML and the broader organization. Compliance Associates at Capital One provide guidance to key stakeholders to ensure our risk is well managed and our company remains stable and profitable. They gain a high level of exposure across lines of business and have the opportunity to work with executives compliance partners regulators auditors and other key constituents.

Ideal Candidate brings strengths in the following areas:

Experience navigating AML regulations and industry trends; and applying these requirements within a risk based and data driven framework

Experience with tools that consume large sets of AML risk data

Ability to develop and refine MLRA tools within scope of the role

Ability to effectively communicate analyses of inherent risk data to the broader Risk Assessment team and other key stakeholders

Expert level skill set in Excel and/or Google Sheets

Ability to program complex formulas pivot tables and visualization charts/graphs within Google suite of products

Ability to create visualization charts/graphs of complex data using Tableau

Ability to query and analyze data using Structured Query Language (SQL)

Ability to generate analytic results with a high degree of accuracy

Ability to impact change through thoughtful insightful data driven approaches

Responsibilities:

Maintain the MLRA Risk Calculator and suite of analytical tools used to support the MLRA

Assist in defining and analyzing the Inherent Risk Metric requirements used to collect AML and Sanctions related data to support the MLRA

Foster relationship building and collaboration between the Risk Assessment team and the Modeling Advanced Data Insights team

Provide support during the independent review and validation of the MLRA Risk Calculator with the Model Risk Office

Suggest risk mitigation strategies related to business areas and other control functions

Maintain detailed workpapers and supporting documentation related to the risk assessment process

Continuously improve the framework methodology processes and reporting related to MLRA data acquisition and consumption

Gain a detailed knowledge of the enterprise customer base products services transactions geographies business initiatives processes strategies and associated controls

Perform quality assurance on tools and reporting documentation

Assist in audits and exams

Basic Qualifications:

• High School Diploma GED or equivalent certification

• At least 2 years of experience in AntiMoney Laundering (AML) or at least 2 years of risk management experience or at least 2 years of compliance experience within financial services

• At least 2 years of experience in Google Sheets or at least 2 years of experience in Microsoft Excel with a specific focus on Apps Script Visual Basic for Applications (VBA) or Macros

• At least 2 years of Structured Query Language (SQL) experience

Preferred Qualifications:

• Bachelors Degree

• Certified Regulatory Compliance Manager (CRCM) or Certified AntiMoney Laundering Specialist (CAMS) certification

• 3 years of experience in AntiMoney Laundering (AML) or at least 3 years of risk management experience or at least 3 years of compliance experience within financial services

• 3 years of experience in Google Sheets

• 7 years of experience in Microsoft Excel (Specifically experience with Apps Script VBA or Macros)

• 3 years of data analytics experience including intermediatetoadvanced knowledge of SQL

• Knowledge of data visualization tools such as Tableau

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).