Control Management- Associate
Control Management- Associate
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Job Description
You are a strategic thinker passionate about driving solutions in Controls have found the right team.
As a Controls Management Associate within our Finance team you will be tasked with the daily responsibility of defining refining and achieving the set objectives for our organization. Your role will involve honing your control management skills in a dynamic setting that appreciates creativity excellence and stringent risk management. As a Controls Management Associate in our Corporate Investment Banking Payments Regulatory Operations team your daily tasks will involve defining refining and achieving the set objectives for our organization. Your responsibilities will include monitoring controls ensuring adherence to firmwide standards and aiding in the implementation of control frameworks.
Job Responsibilities:
- Govern controls across Commercial & Investment Banking Regulatory Operations (RegOps) functions by participating in key initiatives and ensuring timely and effective program oversight and .
- Ensure the Risk and Control Landscape of Operations complies with CORE standards and procedures.
- Provide oversight and review of Operations errors in accordance with the Corporate Operational Risk Event Standards and manage escalation to the relevant control committee.
- Conduct proactive reviews to prevent audit findings.
- Monitor action plans to ensure timely closure by testing and monitoring and support remediation postreviews/audits by coordinating the administrative aspects of issue and action plan management.
- Oversee audit compliance and regulatory reviews.
- Provide guidance with respect to corporate policies risk and control management.
- Manage controlrelated activities including risk/control identification and assessments operational risk events and issue management.
- Partner effectively with colleagues across the firm including Product Operations Legal Compliance Risk Audit and Technology control functions to drive consistent and rigorous operational risk practices.
Required qualifications capabilities and skills:
- Bachelors degree with 10 years of financial services experience
- Experience in Banking Risk and Control/Audit domains.
- Demonstrate knowledge of risks controls and of relevant regulations and standard industry processes
- Problem solving skills demonstrates solid critical thinking and attention to detail; able to synthesize large amounts of data and formulate appropriate conclusions
- Ability to effectively prioritize against a complex set of business demands and deliver against multiple priorities
- Able to navigate a complex environment and drive alignment around a common vision and strategy
- Strong ability to build relationships with colleagues business leaders and functional partners
- Successful communicator with the ability to provide clear and succinct verbal and written updates
- Proficient in Microsoft Office Suite (Word Excel PowerPoint Visio) with the ability to develop compelling and meaningful executive presentations that will drive opportunities / recommendation for improvement
Preferred qualifications capabilities and skills:
- Experience preferably in controls risk management or related functions.
Required Experience:
IC
Employment Type
Full-Time
