Wealth Advisor
Wealth Advisor
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Salary Not Disclosed
1 Vacancy
Job Description
Wealth Advisor
Regal Securities Inc. and Regal Advisory Services Inc.
Glenview IL Orlando FL Fort Myers FL
Regal Securities Inc. is a diversified financial services firm serving private clients professional investors and institutions. We are adding a Wealth Advisor to our team to assist in the growth of our Wealth Management business. Our Vision is to beTHETrusted Advisor for our clients. Our Mission is to empower our team members so that they can best serve clients and do the work that inspires them to deliver excellence!
We value and reward ambitious and talented professionals who are creative and courageous who dare to think big and act on innovative ideas. We seek teammates who enjoy their work have a positive outlook are willing to share their talents and skills and who want to contribute to the whole of the organization.
Role
This role does not require that the advisor have an existing book of business. Based in our Glenview IL Orlando FL or Fort Myers FL offices the right candidate will be positioned to act as a successor to retiring advisors and will further have the opportunity to work with a legacy group of Regal clients and share in the revenue while growing the legacy relationships.
As a fulltime W2 employee you will have an opportunity to participate in the firms benefit offerings.
Responsibilities
Create and implement comprehensive financial solutions to meet client goals and objectives
Grow and maintain client relationships assets and revenue
Through training and proactive means continuously build knowledge and expertise on products technologies wealth solutions economic and capital market events
Meet all Regulation Best Interest Form CRS Fiduciary and other regulatory commitments and requirements
Meet all Regal compliance requirements and operational processes
Qualities
Clientfirst approach
Leadership traits
Sales intelligence
Drives for results
High Integrity
High Accountability
Collaborative & Coachable
Education / Licenses
Series 7 Securities license
Series 66 or 65 license
Life Health and Variable Annuity license or obtain upon employment
Bachelors Degree
Experience
Minimum 3 to 5 years of experience as a Financial Advisor delivering advice and managing client relationships
Clean CRD/U4
Proficiency with financial planning and research tools
Proficiency with Microsoft Office Suite
Required Experience:
Senior IC
Employment Type
Full-Time
