Investment Suitability Risk Officer
Investment Suitability Risk Officer
Posted on :
16-04-2025
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1 Vacancy
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Job Description
The Investment and Suitability Risk Officer will manage suitability and risk compliance for the Groups Wealth Management ensuring regulatory adherence and robust control measures. This role requires an autonomous solutionoriented individual capable of handling diverse tasks from regulatory compliance to investment oversight while effectively engaging with both executive and operational levels.
Main responsibilities :
- Conduct on going and ad hoc compliance and suitability controls linked to Investment Suitability
- Provide regulatory support Portfolio Management and Investment Advisory teams
- Develop and implement risk dashboards and management tools
- Contribute to a comprehensive secondline risk management framework
- Assist and challenge the firstline of controls implemented by the Investment team
- Support groupwide projects on suitability and risk management
- Maintain knowledge of regulatory requirements (LSfin MiFID) and ESG standards
- Collaborate with data analysts to define and specify data needs to support ESG Standards
- Conduct quarterly debriefings of key controls with Wealth Management entities challenging and guiding portfolio manager or advisors on remediation cases of Investment Guidelines breaches.
- Represent the Investment & Suitability Risk team in the Investment and Product Committee on a periodic basis
Qualifications :
- Masters degree in Finance Economics or a related field;
- Relevant certifications in risk management or regulatory compliance (e.g. CFA FRM CIIA Compliance Management) are advantageous;
- Financial Risk or Compliance Experience 5 years) : Significant experience in a financial risk or compliance role within wealth management;
- Invetment expertisse : strong knowledge of investment products portfolio management and financial markets;
- Regulatory Compliance Knowledge : Thorough understanding of regulatory requirements especially LSFin MiFID (suitability) and ESG frameworks;
- Autonomy and initiative : Capable of operating independently taking initiative to address controls and guide remediation when necessary;
- Effective communication : Strong interpersonal and communication skills to effectively interact with stakeholders at all levels;
- ProblemSolving and Solution oriented : An analytical solutionfocused approach to manage challenges effectively;
- IT Skills: Ability to process data using VBA or Power BI
- Fluent French & English;
Remote Work :
No
Employment Type :
Fulltime
Employment Type
Full-time
Key Skills
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