Chief Compliance Officer
Chief Compliance Officer
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Salary Not Disclosed
1 Vacancy
Job Description
Company:
MarshDescription:
We are seeking a talented individual to join our LCPA team at Marsh. This role will be based in Sandton hybrid and has a requirement of working at least three days a week in the office.
The successful candidate will be responsible for ensuring that the business complies with ethical practices internal policies and legislation. Duties will include team leadership regulatory liaison and change projects compliance monitoring training reporting and remediation across the Africa region.
We will count on you to:
Ensure continual monitoring of regulatory evolutions that impact the business and ensure implementation as required
Support the business with implementing and managing regulatory monitoring methodology
Define and implement compliance monitoring and training plan
Define and implement regulatory compliance controls
Support the business and provide compliance and regulatory advice
To assist in the identification of and preparation of forthcoming changes in law and regulations across the region.
Assisting with the development of internal controls policies and guidelines in accordance with regulations to ensure compliance thereof.
Draft compliance reports and legal opinions
Implement and maintain Financial Advisory and Intermediary Service Act 37 of 2002 FAIS representative register
Lead and develop the Compliance team
Work across the IMEA LCPA function as required
Provide FAIS advice to human resources regarding FAIS and CPD requirements
The candidate must be a qualified FAIS compliance officer and must meet the FSCAs requirements for internal compliance officers (Category I FSP)
Engage and liaise with regulators across the region as required
What you need to have:
Tertiary degree (LLB BCom Law or similar) / Relevant qualification in accordance with the the FSCAs approved qualifications list
Minimum of 5 years experience as a senior compliance officer in the financial services industry (candidate must have relevant testimonials confirming experience
RE 1 certificate
Phase I and Phase II approval by the FSCA/ FSCA Approved Compliance Officer(CO)
Post Graduate Diploma in Compliance Management is preferred
Exposure to liaising with regulatory bodies
A sound knowledge of the applicable regulatory framework compliance topics and applicable laws pertaining to the business (FAIS and the General Code of Conduct Treating Customers Fairly Insurance Act 18 of 2017 and Financial Services Regulations Act Financial Intelligence Centre Act 38 of 2001 Policy Holder Protection Rules knowledge essential)
Experience managing compliance related queries and engaging with business
Experience in implementation of training
Team leadership experience
Working in a multinational environment with matrix reporting
Valid passport (or must be suitably qualified to apply for a passport)
International compliance experience beneficial
Competencies
Ability to work independently and in a team
Highly analytical with strong attention to detail
Assertive able to operate in complex and dynamic working environment
Proficient in spoken English
Solution orientated dedicated and someone who takes ownership of tasks and responsibilities
Ability to work under pressure and on own initiative
Confident and quick learner
Excellent oral and written communication skills
Act with integrity
Have sound judgement
Accuracy and clarity of drafting
Why join our team:
We help you be your best through professional development opportunities interesting work and supportive leaders.
We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues clients and communities.
Our scale enables us to provide a range of career opportunities as well as benefits and rewards to enhance your wellbeing.
Required Experience:
Chief
Employment Type
Full-Time
