Compliance Specialist Drive group compliance processes for the most tech-centric investment management LISP in South Africa Cape Town R500K PA
Compliance Specialist Drive group compliance processes for the most tech-centric investment management LISP in South Africa Cape Town R500K PA
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Job Description
This is a fantastic opportunity for a Compliance Specialist to take on a key role driving compliance & group regulatory excellence processes for this highly successful investment management platform.
This LISP is the only FSP in South Africa that builds financial regulation and compliance into its core offering turning it from an obligation into a competitive advantage. You will be crucial in shaping a firsttomarket digital customer experience for the investment management industry where compliance is not just a function but a driver of innovation and growth.
This Compliance Specialist role is Cape Townbased with a CTC of R500K per year.
THE COMPANY
A leader in South African finance this company prioritizes compliance while leveraging technology and expert asset management to deliver investment solutions. From institutional strategies to retail offerings they simplify investing with smart transparent products. Focused on innovation and client success they ensure compliance drives growth and shape the future of techdriven finance
THE ROLE
As a Compliance Specialist you will support the Group Regulatory Compliance Team with technical expertise helping to vet companies and trusts before onboarding facilitate the takeon of institutional and employee benefits clients and ensure compliance with customer due diligence requirements.
Your role will involve daily evaluation of risk ratings AVS and LexisNexis AML screening reports as well as monitoring highrisk clients under the Risk Management and Compliance Program (RMCP). You will ensure consistent application of compliance principles stay ahead of regulatory changes assist in drafting and updating standard operating procedures facilitate training sessions and support internal audits.
REQUIREMENTS:
Legal degree (LLB/BCom Law) or similar
3 years experience as a Compliance Specialist/Compliance Consultant
FIC FICA and AML compliance experience regarding corporate and retail clients
Grouplevel compliance experience
Risk management experience
Investment/employee benefits industry experience
Required Experience:
Unclear Seniority
Employment Type
Full Time
