Chief Compliance Officer USA
Chief Compliance Officer USA
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Trexquant is a techdriven systematic fund manager leveraging machine learning and quantitative strategies for global equity and futures trading. With offices in the U.S. China and India our innovative team of researchers technologists and finance professionals pushes the boundaries of quantitative finance.
We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team overseeing compliance with guidance from our current CCO/General Counsel. This is an exciting opportunity for a compliance professional to thrive in a fastpaced intellectually stimulating environment where technology finance and regulatory oversight converge.
Responsibilities
- Lead compliance oversight for our SECregistered investment adviser for private funds.
- Maintain and enhance compliance frameworks policies and monitoring systems.
- Develop and implement regulatory monitoring controls to ensure alignment with SEC laws.
- Work closely with quantitative researchers engineers and traders to integrate compliance into our algorithmic trading framework.
- Oversee regulatory filings and disclosures (ADV Form PF 13F and other key filings).
- Develop risk assessments and report findings to the CEO and senior leadership.
- Represent compliance in investor diligence meetings and regulatory discussions.
- Provide training and guidance to employees on evolving regulatory requirements.
- Stay ahead of industry trends participate in SEC outreach programs and proactively adapt to new compliance challenges in systematic trading.
Requirements
- Bachelors degree with preferred certifications such as JD CFA or CPA.
- Seasoned compliance leader with at least 6 years of managementlevel experience at an SECregistered investment adviser regulator or inhouse legal department.
- Deep understanding of SEC regulations including the Investment Advisers Act of 1940 cybersecurity requirements and best practices for investment firms.
- Highly analytical techsavvy and adaptable with experience navigating softwaredriven finance environments.
- Strong communicator and strategic thinker who can provide clear compliance direction while working with teams at the intersection of finance regulation and technology.
Benefits
- Competitive salary plus bonus based on individual and company performance.
- Collaborative casual and friendly work environment while solving the hardest problems in the financial markets.
- PPO Health dental and vision insurance premiums fully covered for you and your dependents.
- PreTax Commuter Benefits making your commute smoother.
Required Experience:
Chief
Employment Type
Full-Time
