Unit Manager - ComplianceSenior Unit Manager - Compliance
Unit Manager - ComplianceSenior Unit Manager - Compliance
Posted on :
11-04-2025
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
Perform LHSRHS activity with respective stakeholders including COEs Business Compliance and horizontal support functions.
Closely work with CDI and CMT teams within compliance.
Validate and confirm closure of LHSRHS response in compliance system.
Major Activities carried out by the role
1.Major Activity 1
Perform LHSRHS activity closed for all required circulars and guidelines issued by regulators.
Create and execute annual LHSRHS activity plan for all master circulars and guidelines.
Work closely Businesses COEs Horizontal support functions for closure of LHSRHS activity and become compliant for all guidelines issued by various regulators.
2.Major Activity 2
Engage and work closely with Businesses COEs Horizontal support functions to become compliant on all LHS points for various guidelines issued by regulators.
Engage and work closely with sub functions within compliance unit (eg. CMT CDI advisory team etc)
3.Major Activity 3
Publishing reports on ICF activities
Track and moderate closure of No items with respective stakeholders
Prioritization of work and tasks as per situations and requirements
Coordination with stakeholders and submitting on various tool requirement.
Complexity due to 99 PPG and compliance requirement
Maintaining timeline of LHSRHS for multiple guidelines by multiple regulators (Majorly RBI along with IRDA NPCI and UDAI.
Initial challenges with Compliance tool as it is new and yet to be completely developed and maintained.
Very high expectation from the role.
New and big team
a)Qualifications
CA / CS with 45 years experience in banking industry
Additional certifications in banking and Compliance like CIA / CISA / CAIIB are preferred
Strong domain knowledge of RBI requirements related to retail assets liabilities payments etc in BFSI sector is required
b)Work Experience
4 to 5 years of experience in Banking and finance industry in Compliance / operations / audit functions.
Expertise in understanding of regulatory requirements specifically from RBI.
Strong domain knowledge of RBI requirements related to retail assets payments etc in BFSI sector is required Relevant experience in content creation
c)Skills Keywords
Excellent communication skills and presentability
Demonstrate leadership negotiation communication and audit/ compliance management skills in order to handle CDI team activities and engage with Senior Management
Develop rapport with Business teams for adding value through compliance recommendations.
Bring new knowledge on board and keep updated with rapidly changing business environment.
Constantly challenge status quo for bringing value addition
Required Experience:
Manager
Employment Type
Full-Time
Department / Functional Area
Key Skills
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
