Trading Specialist - Financial Firm - Waukesha WI
Trading Specialist - Financial Firm - Waukesha WI
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
$ 60000 - 75000
1 Vacancy
Job Description
Trading Specialist
Do you have a passion for delivering superior customer service while being a key player in the essential daily functions of a successful ofce Our established nancial services rm Drake & Associateslocated in Waukesha Wisconsin is looking for an experienced Client Services Trading Representative. This position requires a blend of technical trading expertise a deep understanding of nancial markets and excellent client service skills to ensure trades are executed correctly and clients are satised. Its crucial that the individual in this role can work effectively under pressure and navigate the complexities of both client service and market operations. This individual will also be responsible for a variety of pertinent tasks allowing the nancial advisor to focus on the continued growth of the business. The ideal candidate will have superior customer service skills a strong work ethic attention to detail and enjoy working with clients daily. If you are looking for an opportunity to take the initiative to make a difference within the ofce please apply today!
Our expectations are high the compensation packages generous our culture is a top priority and we take care of our employees and customers. You will have ample support coaching and time to understand and master the various deliverables required.
The ideal candidate is happy where he/she is currently employed but is interested in a more selfdirected work environment and responsibility. We would like to hire someone who is interested in a career not a job who wants to do the work and be recognized for a job well done. Flexibility and autonomy will require you to be very organized detailoriented and efcient with a commitment to accuracy.
Minimum Requirements:
- 25 years experience in nancial services or trading ideally in client services or trading support roles
- Series 65 or working toward obtaining certication preferred
- Strong familiarity with nancial products and services such as retirement plans mutual funds or insurance products including stocks bonds ETFs mutual funds options etc.
- Experience with Google Suite and ability to learn new software quickly
- Experience with platforms like Schwab Advisor Services Fidelity or others.
- CRM experience preferably with Salesforce
This position requires that you possess the following skills:
- Strong ability to build and maintain relationships with clients
- Excellent communication and interpersonal skills
- Ability to assist nancial advisors and clients with trade and portfoliorelated matters while ensuring compliance with trading policies and procedures
- Ability to identify and resolve client issues effectively and efciently
- Precision in managing client accounts documentation and note taking
Responsibilities:
Daily priorities are to process and execute client orders (equities mutual funds etfs etc. in compliance with rm policies and regulatory guidelines respond to client emails phone calls and assist clients with accountrelated inquiries monitor and track the status of client orders ensuring they are executed correctly and efciently and provide administrative support to nancial advisors and other team members
Salary Base
$60000 $75000 per year Based on Experience
Three weeks of paid time off each year
Blue Cross Blue Shield group health insurance plan with a great provider network
Its the same health insurance that Tony has for himself.
We pay for part of health dental and life insurance.
Paid time off to go to the doctor dentist etc.
Free coffee tea sodas water and hot cocoa all onsite
We support local charities financially and with paid time off to volunteer
Mentorship is part of the deal. We want to help you as a person not just as an employee. Well pay for you to obtain your life insurance license health insurance license and Series 65 securities registration. Well even pay for your Certified Financial Planner designation. Want to get your CPA license Lets do it.
Waukesha location is just off the Guerkes Corner exit on I94. Mequon location is right off I43 on Mequon and Port Washington Rd
Quarterly team lunches and teambuilding events offsite
Annual Team Holiday Party
Company hits our goals lets all travel together!
Presented by Advisor Employee Services: Thank you for your interest in the Trading Specialist role. Advisor Employee Services a consulting firm located in Overland Park Kansas represents the top 1 of financial advisors in all 50 states in their hiring needs. Please take a moment to explore our website and the services provided. We are not a staffing firm but together have built a reputable and continuously expanding business model that allows us to pinpoint the exact personnel needs of these established financial advisors. If you feel that you have the skills it takes for the position responsibilities listed please apply today!
Required Experience:
Unclear Seniority
Employment Type
Full-Time
