Compliance Specialist
Compliance Specialist
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Job Description
Summary: The Compliance Specialist plays an integral role in ensuring casino operations are meeting the requirements of both the state and federal regulators. With guidance from the Sr. Compliance Manager this position will participate in a variety of projects including Title 31 Audits Know Your Customer (KYC) research interacting with casino personnel and preparing reports.
ESSENTIAL DUTIES AND RESPONSIBILITIES
- Perform daily Title 31 audits of gaming and financial transactions to ensure compliance with both State and Federal Regulators.
- Maintenance of the AntiMoney Laundering (AML) Title 31 training program for applicable employees.
- Responsible for filing CTRs and SARs with FinCEN.
- Responsible for performing the monthly know your customer (KYC) and AML analytics procedures.
- Research suspicious activity and submit Suspicious Activity Incident Reports (SAIRs) to the AML Committee.
- Maintain an organized system of record keeping for all applicable reports and documents.
- Prepare and issue Exception Notices for instances of noncompliance with Title 31 procedures.
- Assist the Senior Compliance Manager with Title 31 related items during internal and external audits/exams.
- Perform annual AML Risk Assessments.
- Comfortable interacting with various levels of personnel including Senior Management.
- Performs other related duties as assigned.
SUPERVISORY RESPONSIBILITIES
None
QUALIFICATIONS
To perform this job successfully an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge skill and/or ability required.
- Minimum21years of age.
- Proof of eligibility to work in the United States.
- Maintain a professional neat and wellgroomed appearance adhering to Affinity Gaming standards.
- Organizational skills to multitask and prioritize projects work independently and use critical thinking to analyze data.
- Ability to function effectively with attention to detail while meeting established deadlines.
- Ability to efficiently operate at 10key and possess basic math skills.
- Must be able to effectively communicate in English in all manners.
- Must possess the manual dexterity to access the computer via keyboard be seated before a computer monitor for extended periods of time and work indoors in a fastpaced busy environment.
- Proficient in Microsoft Office and Excel.
- Work varied shifts that may include holidays.
EDUCATION and/or EXPERIENCE
- High School Diploma
- Prior Gaming Compliance preferred or 1 year auditing cage cashier or similar position in the casino industry.
CERTIFICATES LICENSES REGISTRATIONS
Must be able to obtain a Nevada Gaming Registration.
DISCLAIMER:
This job posting is intended to describe the general nature of this position. It is not intended to be an exhaustive list of all responsibilities duties and skills required. Employee benefits may vary by locationposition length of serviceand employment status.
Finalcandidates will be required to complete a drug test and background check. Many positions will require a state gaming license.Affinity Gaming is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race national origin gender age religion disability sexual orientation veteran status or marital status.
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Required Experience:
Unclear Seniority
Employment Type
Full-Time
