General Counsel Senior Compliance Officer
General Counsel Senior Compliance Officer
Posted on :
07-04-2025
Employer Active
1 Vacancy
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Monthly Salary
Not Disclosed
Salary Not Disclosed
Vacancy
1 Vacancy
Posted on :
07-04-2025
Job Description
About SBG Funding
SBG Funding is one of the nations leading sources for business funding. We are a forwardthinking niche financing firm with years of experience in the commercial lending arena. Our mission is to provide fast flexible and affordable capital to small businesses nationwide.
General Counsel & Senior Compliance Officer
Job Description
As the General Counsel and senior Compliance Officer you will serve as the organizations primary legal advisor and head of compliance. In this dual leadership role you will oversee all legal mattersincluding contract negotiations regulatory interpretations and litigation strategieswhile also ensuring the company maintains the highest standards of compliance in its operations. You will collaborate with executive leadership to establish best practices manage risk and drive business growth in a responsible and ethical manner.
How Youll Make an Impact
Legal Strategy & Counsel
Provide comprehensive legal support and counsel on corporate commercial and regulatory matters.
Draft review and negotiate a wide range of agreements including vendor partnership and financing contracts.
Advise on strategic initiatives to ensure legal and regulatory compliance.
Oversee outside counsel and manage litigation or dispute resolution when necessary.
Compliance Leadership
Develop implement and manage a robust compliance program aligned with federal state and industryspecific regulations particularly in commercial lending and brokerage.
Conduct indepth audits and risk assessments to identify compliance gaps; propose and execute corrective actions.
Stay current with evolving laws regulations and best practices and proactively incorporate relevant changes into company policies and procedures.
Coordinate with regulatory agencies and external advisors on compliancerelated issues including responding to audits and inquiries.
Policy Development & Enforcement
Draft refine and enforce internal policies ensuring consistent application across all departments.
Collaborate with department heads to integrate compliance requirements into daytoday operations and strategic projects.
Investigate and respond to potential policy violations recommending corrective or disciplinary actions as needed.
Training & Education
Design and lead training programs to educate employees on legal obligations regulatory requirements and ethical standards.
Partner with Human Resources to maintain uptodate compliance training modules tailored to different roles and responsibilities.
Reporting & Governance
Deliver clear concise compliance and legal reports to senior leadership and the Board of Directors.
Provide strategic input on governance matters such as corporate policies board resolutions and committee charters.
Maintain accurate documentation of compliance activities legal files and internal investigations.
Why Well Love You
Education & Credentials
Juris Doctor (JD) from an accredited law school; admitted to practice law in at least one U.S. jurisdiction.
Bachelors degree in Business Finance or related field is preferred.
Professional certifications (e.g. CCEP CRCM) are a strong plus.
Experience
Minimum 710 years of experience in a legal and/or compliance leadership capacity preferably in financial services (commercial lending brokerage fintech or related areas).
Proven track record of developing and managing corporate compliance programs.
Thorough knowledge of financial industry standards regulations and best practices.
Skills & Attributes
Demonstrated expertise in contract negotiation regulatory interpretation and risk management.
Exceptional analytical skills and attention to detail.
Strong leadership interpersonal and communication skills with the ability to convey complex legal concepts in plain language.
Ability to manage multiple priorities in a fastpaced highgrowth environment.
Why Youll Love Us
Competitive Compensation & Benefits
We recognize the value of this senior role; we offer a highly competitive salary along with robust benefits (health dental vision 401k etc..
Generous PTO and flexible work arrangements promote worklife balance.
Collaborative Culture & Perks
Enjoy our modern office stocked with coffee beverages and regularly catered lunches.
Participate in company events and happy hours that foster a supportive teamoriented environment.
Work alongside passionate ambitious colleagues who are committed to driving growth and innovation.
Opportunity to Make a Real Impact
As a rapidly growing startup we empower our leaders to shape company strategy and operations.
You will have the freedom to influence policy processes and future initiativesleaving a lasting imprint on our success.
Join SBG Funding and help us pave the way for small businesses to access the capital they need. As our General Counsel & Senior Compliance Officer youll lead the legal and compliance agenda guiding us through a critical phase of growth while ensuring we meet the highest standards of integrity and excellence.
Required Experience:
Senior IC
Employment Type
Full-Time
Department / Functional Area
Key Skills
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