Senior Associate Regulatory Consulting
Senior Associate Regulatory Consulting
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Job Description
Our Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime compliance risk regulatory readiness compliance monitoring and regulatory reporting.
At Kroll your work will help deliver clarity to our clients most complex governance risk and transparency challenges. Apply now to joinOne team One Kroll.
Responsibilities:
As a Senior Associate within an expanding team you will gain exposure to exciting projects. In addition your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group but within a truly global firm means your personal impact will be instant and supported by an ambitious full service professional services firm.
As a Senior Associate you will work to:
- Undertake reviews following a riskbased approach identifying control failings and operational weaknesses across a range of firms
- Provide on the job and ad hoc advice and support to clients
- Manage and maintain client relationships
- Draft reports for firms and international regulators
- Collate and manipulate data visualising trends and patterns in performance.
The Ideal Candidate:
We are looking for someone who is passionate focused collaborative and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients.
- 5 years of proven compliance experience within a UK Regulated environment
- Qualifications such as International Compliance Association (ICA) or Chartered Institute of Securities and Investment (CISI) beneficial. Will also speak to candidates who hold a Law Degree and have experience within Financial Services
- Proven regulatory experience and knowledge in particular around the FCA Handbook (COBS SYSC PROD and DISP in particular)
- Experience gained working within a regulated firm in a risk or compliance role at a Conduct Regulator or in a similar client facing role at a professional services firm.
About Kroll
Join the global leader in risk and financial advisory solutionsKroll. With a nearly centurylong legacy we blend trusted expertise with cuttingedge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
In order to be considered for a position you must formally apply via careers.kroll.
#Hybrid
#JC1
Required Experience:
Senior IC
Employment Type
Full-Time
