Senior Regulatory Compliance Specialist

Your mission: 

As a Senior Regulatory Compliance Specialist youll play a pivotal role in ensuring Wises adherence to regulatory requirements particularly those supporting our ongoing licensing and regulatory reporting requirements.

Your responsibilities will include:

• Regulatory Reporting: Manage US and Canada regulatory reporting ensuring timely and accurate submission of ongoing and ad hoc reporting requests

• License Maintenance: Lead the preparation and management of all US and Canada license renewals and annual reporting ensuring timely and accurate submissions.

• Regulatory RFIs: Intake and coordinate response to all requests for information (RFIs) ensuring timely and accurate submission.  

• Stakeholder Collaboration: Work closely with cross-functional teams to gather and  harmonize data

• Record Retention: Ensure all supporting records are retained in compliance with all regulatory requirements

• Regulatory Engagements: Support the Compliance team in completing periodic regulatory engagements. 

About you: 

• Knowledge of money transmission unclaimed property and consumer compliance regulations (Reg E UDAAP E-Sign Act etc.)

• 3 years experience in licensing and / or regulatory reporting  including experience:

  • Utilizing NMLS and US / Canadian state and territory portals and processes to deliver ad hoc and ongoing regulatory reporting

  • Working with internal cross-functional stakeholders including product operation finance legal and people teams

  • Communicating effectively with external stakeholders including auditors and regulators

• Very detail-oriented

• Ability to meet tight deadlines

• Discretion and personal integrity especially in regards to sensitive financial personal and corporate information

• Ability to be both reactive and help solve problems in the moment as well as proactive building longer term solutions using data-driven decision making

• Experience (or interest) in working at a fast-paced internet technology or financial services companies in risk or compliance

• Experience using G-Suite Office Confluence Jira and collaborative tools (e.g. Slack Teams)

• Willing to travel as Wise offices are located across different countries; and

• Legally authorized to work in the U.S

Some extra skills that would be great: 

• Experience working in the Money Services Business (MSB) industry

• Experience working with international teams and understanding of global regulatory environments.

• Certified Regulatory Compliance Manager or similar qualification

• Prior experience working with the CFPB OCC and/or state regulator (e.g. NYDFS DFPI)

Were people without borders without judgment or prejudice too. We want to work with the best people no matter their background. So if youre passionate about learning new things and keen to join our mission youll fit right in.

Also qualifications arent that important to us. If youve got great experience and youre great at articulating your thinking wed like to hear from you.

And because we believe that diverse teams build better products wed especially love to hear from you if youre from an under-represented demographic.

Additional Information :

For everyone everywhere. Were people building money without borders  without judgement or prejudice too. We believe teams are strongest when they are diverse equitable and inclusive.

Were proud to have a truly international team and we celebrate our differences.
Inclusive teams help us live our values and make sure every Wiser feels respected empowered to contribute towards our mission and able to progress in their careers.

If you want to find out more about what its like to work at Wise visit .

Keep up to date with life at Wise by following us on LinkedIn and Instagram.

Remote Work :

No

Employment Type :

Full-time