AVP Internal Audit
AVP Internal Audit
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$ 110000 - 140000
1 Vacancy
Job Description
Jefferies Internal Audit AVP
Position Overview:
The role is responsible for performing complex and critical audits and assessments of Jefferies risk and control environment in coordination with the global audit team. The Assistant Vice President (AVP) candidate will be a key member of a team responsible for providing assurance over Jefferies Broker Dealer businesses and regulatory & compliance functions.
Responsibilities include:
- Maintain compliance with audit methodology while also operating within industry best practices applicable regulations and internal and external professional practice expectations.
- Participate in the walkthrough meetings and interviews with business stakeholders to develop understanding of business processes.
- Participate in formal discussions with business stakeholders throughout the duration of audit engagements to communicate status or concerns.
- Identify potential risks and controls and assist in developing scope and work programs.
- Evaluate design and operating effectiveness of internal controls and identify control weaknesses.
- Generate insightful meaningful observations that effectively convey significance and impact on risk and/or risk management practices reporting findings and audit issues to Audit Management.
- Assist with workpaper and report preparation and document results using appropriate business and technical language.
- Document workpapers demonstrating the work was appropriately performed (e.g. detailed lead sheets describing the control attributes that were tested and the results were documented in a manner to support the conclusions reached effectiveness and sustainable controls are evident in documentation). Documentation should stand alone to enable reperformance.
- Complete work on a timely basis and deliver work products that meet objectives and standards of methodology applicable standards and regulatory requirements.
- Build relationships with peers and clients within organization and exhibit a high standard of performance and professional conduct that will create a culture of integrity and inclusion; where all individual and departmental choices are rooted in good judgment and support Jefferies values and corporate culture.
- Demonstrate professional skepticism and personal accountability.
Desired Background and Skills
- Minimum of a bachelors degree; major/minor from an accredited college or university. Common areas of study include Finance Accounting Management Information Systems Business Administration Economics Internal Audit or other relevant major.
- Minimum of 5 to 8 years of audit or relevant business experience.
- Candidates must have strong written and verbal communication skills the ability to adapt to change be flexible and open minded. The candidate must also demonstrate the ability to be decisive and committed to accomplishing task.
- Comfortable with analytics and data visualization tools such as Excel Access Alteryx or Power BI.
- Employs critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment.
- Ability to work well individually and in teams share information support colleagues and encourage participation.
Primary Location Full Time Salary Range of $
Required Experience:
Exec
Employment Type
Full-Time
