Assistant Vice President - Tech Risk and Controls Substantive TestingAssessment
Assistant Vice President - Tech Risk and Controls Substantive TestingAssessment
Posted on :
05-04-2025
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
Description
Job summary:
As a Tech Risk & Controls Senior Associate / Assistant Vice President you will contribute to the successful management of technologyaligned aspects of Governance Risk and Compliance in line with the firms standards. Leverage your broad knowledge in risk management principles and practices to assess and monitor risks and implement effective controls. Your role in risk identification control evaluation and security governance is crucial in advising on complex situations and enhancing the firms risk posture. Through collaboration and analytical skills you will contribute to the overall success of the Technology Risk & Services team and ensure compliance with regulatory obligations and industry standards.
Job responsibilities:
- Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls within Global Technology. Ensure compliance with internal policies procedures and external laws rules and regulations while identifying necessary remediation actions. This includes developing and executing testing procedures meticulously documenting results drawing informed conclusions making actionable recommendations and distributing detailed compliance testing review reports.
- Foster collaboration with Compliance and Operational Risk Officers on various engagements. This includes developing detailed test scripts facilitating issue discussions participating in business meetings and drafting comprehensive final reports to ensure alignment and clarity.
- Utilize advanced critical thinking skills to apply substantive testing techniques thoroughly evaluating the effectiveness of highrisk business processes and identifying potential areas for improvement.
- Proactively assess and monitor risks ensuring adherence to firm standards regulatory requirements and industry best practices. Implement strategies to mitigate identified risks effectively.
- Collaborate with crossfunctional teams and stakeholders to support the design and effectiveness of controls. Drive initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application.
- Develop and execute robust control test scripts aimed at identifying control weaknesses determining root causes and recommending practical solutions to enhance operational efficiency and control effectiveness.
- Document test steps and results in a comprehensive and organized manner ensuring sufficient support and justification for testing conclusions. Maintain a high standard of documentation to facilitate transparency and accountability.
- Lead meetings with business owners at various management levels delivering testing results and supporting sustainable control enhancements. Identify and capitalize on opportunities to strengthen controls and improve operational efficiency.
Required qualifications capabilities and skills:
- A qualified graduate with minimum 6 years of relevant experience or equivalent expertise in technology risk management information security or a related field with a focus on risk identification assessment and mitigation.
- Demonstrated ability to analyze complex issues develop and implement effective risk mitigation strategies and communicate insights and recommendations clearly to senior stakeholders.
- Proficient knowledge of risk management frameworks regulations and industry best practices. Ability to stay updated with evolving regulatory landscapes and adapt strategies accordingly.
- Exceptional ability to develop and communicate wellfounded recommendations based on regulatory guidance and standards ensuring alignment with organizational goals and compliance requirements.
- Highly organized and detailoriented with a proven track record of managing multiple priorities and delivering results in a fastpaced environment.
- Strong analytical and communication skills with the ability to convey complex information in a clear and concise manner to diverse audiences.
Preferred qualifications capabilities and skills:
- CISM CRISC CISSP CISA CCEP CRCM CRCMP GRCP or other industryrecognized risk and risk certifications preferred.
- A background in auditing and the ability to understand of internal controls is beneficial.
- Proficiency in MS (Microsoft Suite) Office Microsoft Word Excel Access and PowerPoint.
- Knowledge of data analytical tools such as Tableau Altryx or Python.
Required Experience:
Chief
Employment Type
Full-Time
Key Skills
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
