Analyst - Quality Assurance QA in AML KYC and Client Due Diligence
Analyst - Quality Assurance QA in AML KYC and Client Due Diligence
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Job Description
About Us
Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the worlds financial markets.
Our expertise intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients communities and planet.
We have 4200 talented specialists on the ground in over 40 countries around the world enabling us to deliver a unique global perspective across four marketleading business divisions Global Advisory Wealth Management Asset Management and Five Arrows.
As a familycontrolled business built on relationships we place a huge emphasis on our people and finding the right colleagues to take our business forward.
Rothschild & Co is committed to an inclusive and supportive environment where diversity and different perspectives are valued. We are focused on the attraction and recruitment development and retention and progression of high calibre talent to ensure we and our clients benefit from the value of difference.
Rothschild & Co is seeking a highly motivated and detailoriented Analyst to join our Quality Assurance (QA) team specifically focusing on AntiMoney Laundering (AML) Know Your Customer (KYC) Client Due Diligence (CDD) and Investment Suitability (Suitability). The successful candidate will play a crucial role in ensuring the integrity and compliance of our client onboarding and monitoring processes.
Key Responsibilities:
Conduct thorough reviews and assessments of AML KYC CDD and Suitability processes to ensure compliance with regulatory requirements and internal policies.
Identify and report any discrepancies or potential risks in client documentation and transactions.
Collaborate with various teams including Client Account Management Compliance Risk Management and Client Teams to address and resolve any issues identified during QA reviews.
Assist in the development and implementation of QA frameworks and methodologies to enhance the effectiveness of AML KYC CDD and Suitability processes.
Stay uptodate with the latest regulatory changes and industry best practices related to AML KYC and Suitability.
Prepare detailed reports and presentations on QA findings and recommendations for senior management.
Qualifications:
Bachelors degree in Finance Business Law or a related field.
Previous experience in AML KYC CDD Suitability or a related compliance function within the financial services industry.
Strong analytical skills and attention to detail.
Excellent communication and interpersonal skills.
Ability to work independently and as part of a team.
Proficiency in Microsoft Office Suite (Word Excel PowerPoint).
Preferred Qualifications:
Professional certifications such as CAMS (Certified AntiMoney Laundering Specialist) or ICA (International Compliance Association) qualifications.
Experience with QA frameworks and methodologies.
Required Experience:
IC
Employment Type
Full-Time
