Financial Compliance Analyst Consultant Jobs in My Talent Partners in Bellevue, WA - USA

Financial Compliance Analyst Consultant

My Talent Partners

Posted on : 22-03-2025

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1 Vacancy

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Job Location

Bellevue, WA - USA

Hourly Salary

$ 50 - 75

Vacancy

1 Vacancy

Posted on : 22-03-2025

Job Description

My Talent Partners is a searching for a contract compliance analyst.

Location: Hybrid/ Bellevue

Company: UltraHighNetWorth Investment and Venture Capital Group

Timeframe: Six Months (AprilSeptember)

Experience: Associate (five years average)

Pay: Range $55$75 per hour

Summary:

A toprated Bellevue financial firm is looking for a Financial Compliance Analyst though midSeptember. This person should have experience with SEC regulations.

Required Skills with Five years experience:

Regulatory Compliance & Monitoring:

Monitor daily compliance activities including trade surveillance conflicts of interest and personal trading activities.

Assist in ensuring the firm adheres to SEC regulations and internal policies.

Assist in the preparation and filing of regulatory filings and other reports as required.

Compliance Audits and Exams:

Assist with internal audits risk assessments and compliance reviews.

Coordinate with legal and compliance teams to respond to any regulatory inquiries or requests.

Candidates with experience at financial firm required. Please apply for next steps.

Compliance, Audit, Finance, Analyst

Employment Type

Full Time

Company Industry

Financial Services / Insurance Agencies and Brokerages / Investment Banking

Key Skills

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About Company

My Talent Partners

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Financial Compliance Analyst Consultant

My Talent Partners

Job Description

Employment Type

Company Industry

Key Skills

About Company

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