Chief Executive Officer (SFC Licensed Corporation)
A full Licensed Corporation with RA1 2 4 5 & 9 together with EAM (External Asset Management) business & Insurance Broker is looking for a visionary & entrepreneurial CEO to oversee all business platforms.
Responsibilities
- Build company culture provide inspired leadership establish a great working relationship with the board of directors and set the Companys strategy
- Implement the Companys vision mission and direction and lead the development of the overall strategy
- Formulate business strategies and plan to achieve the operating profit of the business lines
- Oversee the complete operation in accordance with the direction established in the strategic plans
- Lead motivate subordinates to advance employee engagement and develop a high performing team Oversee and ensure all the operations and procedures meet the regulatory bodys requirements
- Manage the entire operations and internal control of all the business lines ensuring that the business entities be operated within acceptable risks and in compliance with statutory requirements
- Act as Responsible Officers with management responsibilities and duties to supervise SFC regulated activities of the firm such as SFC Type 1 2 4 & 5 & 9 regulated activities
- Drive the overall business lines and strengthen relationships with existing clients
Requirements
- Bachelors or above Degree in Business Studies Finance Accounting or related disciplines
- Minimum 15 years of solid experience in dealings & advising of securities futures & asset management and related management experience
- Current holder of SFC unconditional Responsible Officer license for Types 1 2 4 & 5 & 9 regulated activities preferred
- Sound knowledge of SFO regulations and guidelines of relevant regulatory authorities such as SFC and HKEx) risk management control etc.
- Solid understanding about middle and back office operations risk controls and investment process of fund management companies
- Ability to work under pressure with strong analytical leadership presentation and interpersonal skills
- Good command of written & spoken English and Chinese (Putonghua)
Interested parties please send your resume in word format with current & expected salary and notice period to For details please feel free to contact KK Wong at.