Inspection Jobs in Mumbai

Ensure Letter of Intimation to members for Regular inspection / Special Purpose Inspection is sent as per inspections planned for the financial year Schedule inspections in coordination with members Send inspection data requirement and PIQ to members Follow up with members regarding availability of...

Go through Inspection reports thoroughly and get clarification and details if required from Onsite Inspection teams Verify that inspection files are properly arranged and all supporting data / documents are available in the files Prepare Letter of Observations Send approved Letter of Observation (LO...

Monitoring the submission made by the member for data relating to Enhanced supervision circular by SEBI and Exchange. Calculation of monetary penalty to be levied to members for non/late submission. Updating sample criteria checklist and methodology for half year Internal Audit. Preparation...