Regulatory Officer Registration Jobs in Toronto

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Senior Regulatory Compliance Analyst

Franklin Templeton

profile Toronto - Canada

At Franklin Templeton were advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals. Talented te...

10 hours ago
Full Time

Regulatory Compliance Officer

Mufg Investor Services

profile Toronto - Canada

Monitor government websites for updates to laws/regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as directed.Conduct first level gap analysis of changes to laws regulatory changes and developments and report on the pote...

30+ days ago
Full Time

Trade Compliance Officer

Aviso Wealth

profile Toronto - Canada

DescriptionAviso:At Aviso we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization we are committed to leadership innovation partnership responsibility and community. Working with talented and energetic professionals who exemplify our values ev...

30+ days ago
Full Time

Registration Officer, Global Registrations

Scotiabank Global Site

profile Toronto - Canada

Requisition ID: 240597Join a purpose driven winning team committed to results in an inclusive and high-performing culture.Contributes to the overall success of the Global Registrations in Canada ensuring specific individual goals plans initiatives are executed / delivered in support of the teams bus...

30+ days ago
Full Time