Regulatory Compliance Attorney Jobs in Chicago, IL
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Power & Utilities Risk & Regulatory Compliance Sen...
About Ey-parthenon
Location: Boston Charlotte Chicago New York PhiladelphiaAt EY were all in to shape your future with confidence.Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world.Power & Utilities...
Power & Utilities Risk & Regulatory Compliance Man...
About Ey-parthenon
Location: Boston Chicago Charlotte New York PhiladelphiaAt EY were all in to shape your future with confidence.Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world.Risk Consulting -...
Senior Managing Director – Regulatory Compliance (...
Iq-eq
Provide regulatory compliance support to IQEQs investment adviser clients ensuring their compliance programs meet SEC Rules 206(4)-7 and 38a-1 along with other applicable state and federal securities laws. Responsibilities include maintaining and updating compliance programs to reflect regulatory ch...
Legal Counsel, North America
James Hardie
James Hardie is the industry leader in exterior home and outdoor living solutions with a portfolio that includes fiber cement fiber gypsum composite and PVC decking and railing products. Our family of trusted brands includes Hardie TimberTech AZEK Exteriors Versatex fermacell and StruXure.With over...
Legal And Regulatory Compliance Associate, Summer ...
Bank Of Montreal
Application Deadline:01/24/2026Address:320 S Canal StreetJob Family Group:LegalPerforms a variety of administrative tasks financial and human resources administration in support of legal counsel. Provides services ensuring all administrative and operational processes and control standards are follow...
Executive Assistant Legal And Regulatory Complianc...
Bank Of Montreal
Application Deadline:01/03/2026Address:320 S Canal StreetJob Family Group:Business ManagementExecutive assistant to two executives in Legal and Regulatory Compliance.Performs a variety of administrative and clerical tasks financial and human resources administration and provides professional support...
Executive Assistant Legal And Regulatory Complianc...
Bank Of Montreal
Application Deadline:01/29/2026Address:320 S Canal StreetJob Family Group:Business ManagementExecutive assistant to two executives in Legal and Regulatory Compliance.Performs a variety of administrative and clerical tasks financial and human resources administration and provides professional support...
Sr Regulatory Compliance Analyst
Metra
DescriptionThe final salary will depend on the candidates qualifications. Those with 8 years or more of required experience can expect offers up to the midpoint of the salary range. Metra provides full pay ranges so candidates can consider their growth potential.Clickhereto learn more about our bene...
Compliance Analyst
Belvedere Trading
Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...
Marketing Compliance Associate
Tastylive
Company Name:tastytradeRole: Marketing Compliance AssociateLocation: Chicago IL Hybrid (3 days/week in office)Required: Series 7 Series 24 and Series 63 (Series 3 & 4 required post-hire)As theMarketing Compliance Associatethe main responsibility of the position is to review and approve the firms re...
Power & Utilities Risk & Regulatory Compliance Man...
Ey Studio+ Nederland
Location: Boston Chicago Charlotte New York PhiladelphiaAt EY were all in to shape your future with confidence.Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world.Risk Consulting -...
Power & Utilities Risk & Regulatory Compliance Sen...
Ey Studio+ Nederland
Location: Boston Charlotte Chicago New York PhiladelphiaAt EY were all in to shape your future with confidence.Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world.Power & Utilities...
Regulatory & Compliance Attorney
Marquette Associates
Marquette was founded in 1986 with the sole objective of providing investment consulting at the highest caliber of service. Our expertise is grounded in our commitment to client service our team aims to be a trusted partner and as fiduciaries our clients interests and objectives are at the center o...
Regulatory & Compliance Attorney
Marquette Associates
Marquette was founded in 1986 with the sole objective of providing investment consulting at the highest caliber of service. Our expertise is grounded in our commitment to client service our team aims to be a trusted partner and as fiduciaries our clients interests and objectives are at the center o...
Senior Associate- Regulatory Compliance (alternati...
Iq-eq
This position demands a high level of precision independent problem-solving and critical thinking with minimal delegation and a strong emphasis on accountability and follow-through. The role involves developing and testing compliance programs for clients in the alternative and traditional investment...
Senior Manager- Regulatory Compliance (alternative...
Iq-eq
Provide regulatory compliance support to IQEQs investment adviser clients ensuring their compliance programs meet SEC Rules 206(4)-7 and 38a-1 along with other applicable state and federal securities laws. Responsibilities include maintaining and updating compliance programs to reflect regulatory ch...
Regulatory Compliance Management Officer
Canadian Imperial Bank Of Commerce
Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningf...
Director Quality Assurance & Regulatory Compliance
United
Whats needed to succeed (Minimum Qualifications):Bachelors degree or 4 years of relevant work experience. Aviation management engineering or a related field. Hold an FAA Aircraft and Powerplant (A&P) certificate with demonstrated experience in line maintenance and /or heavy maintenance operations. 1...