Product Compliance And Safety Jobs in New York City, NY

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Senior Managing Director – Regulatory Compliance (...

Iq-eq

profile New York City - USA

Provide regulatory compliance support to IQEQs investment adviser clients ensuring their compliance programs meet SEC Rules 206(4)-7 and 38a-1 along with other applicable state and federal securities laws. Responsibilities include maintaining and updating compliance programs to reflect regulatory ch...

1 hour ago
Full Time

Lead Analyst, Product Compliance

Circle Internet Financial

profile New York City - USA

Circle (NYSE: CRCL) is one of the worlds leading internet financial platform companies building the foundation of a more open global economy through digital assets payment applications and programmable blockchain infrastructure. Circles platform includes the worlds largest regulated stablecoin netwo...

16 days ago
Full Time

Counsel, Product & Platform Compliance

Reddit

profile New York City - USA

Reddit is a community of communities. Its built on shared interests passion and trust and is home to the most open and authentic conversations on the internet. Every day Reddit users submit vote and comment on the topics they care most about. With 100000 active communities and approximately 116 mill...

25 days ago
Full Time

Fincrime Product Compliance And Risk Lead- Northam

Wise

profile New York City - USA

The RoleWe are seeking a highly experienced and hands-on FinCrime Lead to support a rapidly expanding product in North America. This is a senior role within our first line of defense responsible for ensuring Wises US and Canada AML program is best-in-class meeting all regulatory obligations effectiv...

30+ days ago
Full Time