Senior Compliance Advisory Business Management

Mayford Group is currently recruiting on behalf of a fastgrowing and very reputable consultancy practice in London and we are looking for an experienced an ambitious candidate to join a very successful retail wealth and investment team on a permanent basis.

The Role

• This is a very unique opportunity to work alongside the current practice lead and support every aspect of running a team: client work gotomarket strategy people management business development & proposals back office processes such as invoicing and lots more.

• There would be room to grow with the team and the business. This could be in the form of spinning out another team within the Compliance practice or progressing to Principal/Practice lead within the current structure.

• The person will need to be a doer. We are looking for a handson candidate who enjoys the variety and cut & thrust of a fastpaced consultancy business.

• The compliance technical expertise is important however just as important (if not more important) is the management aspect of the role almost the nontechnical aspect.

What the person would be walking into:

• A settled team with a good pipeline of work. The ability to sell / network would be advantageous but isnt essential.

• A diverse team in every respect: backgrounds experience places worked at (industry regulator consulting) etc.

• A friendly collegiate team that will welcome the new person warmly.

• And more broadly a growing ambitious company that looks after its people and tries to have fun along the way.

The ideal candidate has between 10 and 15 years of experience split between credible industry role(s) and consulting. They are great with people and ambitious.

Technical Requirements

We are looking for a senior consultant who has technical compliance experience for the management of conduct risk in relation to investment services or consumer finance ideally with a consultancy background. They will have:

• a good understanding of the principles of risk management especially in respect of investment advisory and wealth management or retail lending across the customer lifecycle.
• regulatory knowledge and experience of applying FCA COBs rules ideally across wealth management IFA and retail investment firms or CONC and supporting guidance ideally across retail banks and

The type of projects the individual can expect to be involved with include independent s166 assurance review projects compliance health checks and bespoke support projects. Our work with firms includes compliance support at each stage of the retail product lifecycle; from design and distribution of financial products pricing marketing and advertising customer communications quality of advice suitability practices management of conflicts of interest complaints handling. We pride ourselves on our proportionate approach and understand that each regulated firm will have different needs.

Working Arrangements & Salary

Hybrid and very flexible working

80105k base benefits very competitive bonus

80105k base benefits and competitive bonus

Remote Work :

No