Global Banking Markets Operations

GLOBAL BANKING & MARKETS We make markets in and clear client transactions on major stock options and futures exchanges worldwide. Through our global sales force we maintain relationships with our clients receiving orders and distributing investment research trading ideas market information and analysis.

OPERATIONS Operations is a dynamic multifaceted segment that partners with all parts of the firm to deliver banking sales and trading and asset management capabilities to clients around the world. In addition Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed every new product launched or market entered every transaction completed it is Operations that develops the processes and controls that makes business flow.

YOUR IMPACT We’re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fastgrowing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business. OUR IMPACT Operations span all product lines and markets serving as internal business partners who develop the processes and controls and help to specify the systems that deliver accuracy timeliness and integrity to our business. Regulatory Operations has responsibility for position and trade reporting to key American European and Asian exchanges and regulators. The Regulatory Operations Bangalore team’s mission is to support Regulatory Operations in the production of various trade and position reports within the Americas Europe and Asia. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports as well as the implementation of effective control processes efficiency initiatives BCP and other Department initiatives. Job Summary And Responsibilities We are looking for an operations professional to work in the Regulatory Reporting team within Regulatory & Control Operations.

• Responsibilities Include • Develop expert knowledge in Regulatory requirements processes and systems across global jurisdictions • Perform reconciliation backreporting and exception management as per the various Regulatory requirements • Investigate and remediate issues with these reports and develop control improvements • Contribute to strategic initiatives relating to these reports for example strategic Technology developments • Improve current processes procedures and reports including automation of manual processes • Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents process flow diagrams and comprehensive data analysis • Produce test scripts and coordinate / participate in testing activities with Operations and Technology • Work with Legal Compliance Technology other Operations groups and various Business units to manage change programs and issue resolution for these reports • Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations Basic Qualifications • Bachelor’s degree required • Minimum 1 years work experience in the Financial Industry • Proficient in the use of MS Office products • Analytical thinker with the ability to generate innovative ideas and translate strategy to execution • Strong data analysis skills with a working knowledge of databases • Problem solving and documentation skills with an ability to understand complex workflows • Candidate must be proactive enthusiastic and team oriented • Accuracy and attention to detail • Strong written and verbal communication skills • Proven ability to organize and prioritize workload and drive results. • Ability to learn quickly and adapt to new changes and new challenges • Working knowledge of financial products e.g. Equities Fixed Income Exchange Traded & OTC Derivatives • Previous exposure to regulatory reporting • Basis knowledge of SQL • Knowledgeable about securities processing corporate actions and asset servicing a plus