Markets Compliance Vice President

Were seeking a Compliance Conduct and Operational Risk (CCOR) Vice President who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance as well as familiarity with regulatory and/or audit best practices.

As aCompliance Vice Presidentwithin Markets Line of Business team you will partner with global and regional compliance teams to ensure adherence to regulatory standards. You will have the opportunity to provide thought leadership and compliance input to regulatory change management. You will drive business initiatives that align with our firms regulatory and reputational risk tolerances. Your role will be pivotal in shaping the compliance landscape and ensuring our business thrives in a competitive environment.

In this role you will be an integral part of the coverage team for the Markets Line of Business with a specific focus on the Futures & Options Execution and Clearing addition you will support the teams broader coverage of:

• Equity Derivatives
• Benchmark Administration
• Retail Structured Products
• Asset Management

Job responsibilities

• Provide credible timely and risk-based oversight and challenge
• Deliver thought leadership and compliance input to regulatory change management
• Manage venue enquiries
• Provide timely and robustly documented input into business initiatives that is consistent with the firms regulatory and reputational risk tolerances - e.g. new product proposals business reorganisation review of specific initiatives/transactions/structures to identify regulatory issues
• Deliver scheduled and ad-hoc training to the business
• Completemonitoring activities accurately and on time with robust documentation.
• Identify and implement compliance policies procedures & additional documentation as may be required
• Prepare materials for forums

• Identify issues and escalate them appropriately to management.

  Required qualifications capabilities and skills

• Relevant Compliance or other related experience; such as Risk management Audit or similar Control-related experience

• Experience in compliance coverage of Futures & Options Execution and Clearingand exposure to at least some of the coverage areas listed above
• Knowledge of the UK and EU regulatory framework as applicable to the coverage areas (e.g. MiFID II MAR and PRIIPs/CCI) and recent regulatory developments (e.g. Consumer Duty Retail Investment Strategy)
• Demonstrated ability to identify key issues and obtain appropriate information for further analysis
• Must be highly analytical with experience in collecting analyzing and synthesizing information on various subjects
• Must possess excellent written and oral communications skills
• Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues
• Strong PC Skills including Microsoft Excel SharePoint Word PowerPoint and other reporting tools
• Ability to establish credibility and strong partnerships globally

• Ability to manage numerous reviews and confidential and sensitive information in a professional manner in a fast-paced deadline-driven environment

Preferred qualifications capabilities and skills

• Audit Regulatory &/or Testing experience a plus